Who owns First Trust Active Factor Mid Cap ETF?
Institutional ownership of AFMC from SEC Form 13F filings across 41 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
41
13F holders
$111.0M
value, 2026 filers
95.8%
of shares outstanding (2.9M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of AFMC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1.3M | $53.6M | 0.0% | 43.4% | +4.5% |
| 2 | Cetera Investment Advisers | 204,557 | $8.4M | 0.0% | 6.8% | +1.5% |
| 3 | Cambridge Investment Research Advisors, Inc. | 175,106 | $7,176 | 0.0% | 5.8% | -16.2% |
| 4 | Sovran Advisors, LLC | 126,207 | $5.2M | 0.4% | 4.2% | +263.9% |
| 5 | Kestra Advisory Services, LLC | 119,589 | $4.9M | 0.0% | 4% | +3.9% |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 114,694 | $4.7M | 0.0% | 3.8% | +4.1% |
| 7 | KESTRA PRIVATE WEALTH SERVICES, LLC | 91,753 | $3.8M | 0.0% | 3% | -3.7% |
| 8 | Brookwood Investment Group LLC | 75,414 | $3.1M | 0.3% | 2.5% | -11.5% |
| 9 | OneAscent Financial Services LLCNEW | 73,402 | $3.0M | 0.1% | 2.4% | new |
| 10 | &PARTNERS | 66,566 | $2.7M | 0.0% | 2.2% | +28.7% |
| 11 | Arax Advisory PartnersNEW | 62,040 | $2.5M | 0.0% | 2.1% | new |
| 12 | OSAIC HOLDINGS, INC. | 53,773 | $2.2M | 0.0% | 1.8% | -10.3% |
| 13 | STIFEL FINANCIAL CORPNEW | 49,380 | $2.0M | 0.0% | 1.6% | new |
| 14 | Integrated Wealth Concepts LLCNEW | 39,420 | $1.6M | 0.0% | 1.3% | new |
| 15 | Stratos Wealth Partners, LTD. | 38,770 | $1.6M | 0.0% | 1.3% | +206.7% |
| 16 | PKS Advisory Services, LLC | 37,269 | $1.5M | 0.2% | 1.2% | -0.8% |
| 17 | JPMORGAN CHASE & CONEW | 25,974 | $1.1M | 0.0% | 0.9% | new |
| 18 | ENVESTNET ASSET MANAGEMENT INC | 24,760 | $1.0M | 0.0% | 0.8% | +18.5% |
| 19 | SMITH, MOORE & CO. | 24,549 | $1.0M | 0.1% | 0.8% | +17.0% |
| 20 | Moors & Cabot, Inc. | 23,472 | $961,883 | 0.0% | 0.8% | -13.0% |
| 21 | Tower Research Capital LLC (TRC) | 19,668 | $805,995 | 0.0% | 0.7% | -52.2% |
| 22 | Keystone Wealth Services, LLC | 16,712 | $684,861 | 0.1% | 0.6% | +101.3% |
| 23 | MGO ONE SEVEN LLC | 16,575 | $679,244 | 0.0% | 0.6% | +5.7% |
| 24 | CITADEL ADVISORS LLC | 16,010 | $656,090 | 0.0% | 0.5% | -52.4% |
| 25 | Arkadios Wealth Advisors | 12,313 | $504,586 | 0.0% | 0.4% | -0.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.