Who owns First Trust Active Factor Mid Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AFMC from SEC Form 13F filings across 49 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 49 institutions disclosed 3.3M shares of First Trust Active Factor Mid Cap ETF worth $133.5M — about 108.2% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
49
13F holders
$133.5M
value, 2026 filers
108.2%
of shares outstanding (3.3M sh)
13
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AFMC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1.3M | $53.6M | 0.0% | 43.4% | +4.5% |
| 2 | Private Advisor Group, LLC | 207,227 | $8.5M | 0.0% | 6.9% | +27.6% |
| 3 | Cetera Investment Advisers | 204,557 | $8.4M | 0.0% | 6.8% | +1.5% |
| 4 | Sovran Advisors, LLC | 126,207 | $5.2M | 0.4% | 4.2% | +263.9% |
| 5 | Kestra Advisory Services, LLC | 119,589 | $4.9M | 0.0% | 4% | +3.9% |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 114,694 | $4.7M | 0.0% | 3.8% | +4.1% |
| 7 | Farther Finance Advisors, LLC | 103,089 | $4.2M | 0.0% | 3.4% | +27.7% |
| 8 | KESTRA PRIVATE WEALTH SERVICES, LLC | 91,753 | $3.8M | 0.0% | 3% | -3.7% |
| 9 | Geneos Wealth Management Inc. | 86,256 | $3.5M | 0.1% | 2.9% | +4.2% |
| 10 | Brookwood Investment Group LLC | 75,414 | $3.1M | 0.3% | 2.5% | -11.5% |
| 11 | OneAscent Financial Services LLCNEW | 73,402 | $3.0M | 0.1% | 2.4% | new |
| 12 | &PARTNERS | 66,566 | $2.7M | 0.0% | 2.2% | +28.7% |
| 13 | Arax Advisory PartnersNEW | 62,040 | $2.5M | 0.0% | 2.1% | new |
| 14 | OSAIC HOLDINGS, INC. | 53,773 | $2.2M | 0.0% | 1.8% | -10.3% |
| 15 | STIFEL FINANCIAL CORPNEW | 49,380 | $2.0M | 0.0% | 1.6% | new |
| 16 | CRUX WEALTH ADVISORS | 44,384 | $1.8M | 0.6% | 1.5% | +0.8% |
| 17 | Avior Wealth Management, LLC | 42,084 | $1.7M | 0.0% | 1.4% | -42.3% |
| 18 | Stratos Wealth Partners, LTD. | 38,770 | $1.6M | 0.0% | 1.3% | +206.7% |
| 19 | PKS Advisory Services, LLC | 37,269 | $1.5M | 0.2% | 1.2% | -0.8% |
| 20 | Prosperity Financial Group, Inc. | 29,941 | $1.2M | 0.4% | 1% | +1.6% |
| 21 | JPMORGAN CHASE & CONEW | 25,974 | $1.1M | 0.0% | 0.9% | new |
| 22 | FSB PREMIER WEALTH MANAGEMENT, INC. | 25,428 | $1.0M | 0.3% | 0.8% | +25.0% |
| 23 | Kingsview Wealth Management, LLCNEW | 25,108 | $1.0M | 0.0% | 0.8% | new |
| 24 | ENVESTNET ASSET MANAGEMENT INC | 24,760 | $1.0M | 0.0% | 0.8% | +18.5% |
| 25 | SMITH, MOORE & CO. | 24,549 | $1.0M | 0.1% | 0.8% | +17.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.