Who owns First Trust Active Factor Small Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AFSM from SEC Form 13F filings across 38 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 38 institutions disclosed 2.2M shares of First Trust Active Factor Small Cap ETF worth $88.5M — about 152.6% of shares outstanding; the largest disclosed holder is James J. Burns & Company, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
38
13F holders
$88.5M
value, 2026 filers
152.6%
of shares outstanding (2.2M sh)
10
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AFSM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | James J. Burns & Company, LLC | 557,503 | $22.9M | 2.5% | 39.1% | +1.1% |
| 2 | LPL Financial LLC | 276,705 | $11.4M | 0.0% | 19.4% | +51.7% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 200,060 | $8.2M | 0.0% | 14% | -0.5% |
| 4 | TRUIST FINANCIAL CORP | 193,577 | $8.0M | 0.0% | 13.6% | +0.3% |
| 5 | JPMORGAN CHASE & CONEW | 136,071 | $5.5M | 0.0% | 9.5% | new |
| 6 | Cetera Investment Advisers | 85,525 | $3.5M | 0.0% | 6% | +1.7% |
| 7 | Federation des caisses Desjardins du Quebec | 80,760 | $3.3M | 0.0% | 5.7% | +2.6% |
| 8 | MGO ONE SEVEN LLC | 80,087 | $3.3M | 0.1% | 5.6% | +8.9% |
| 9 | Kestra Advisory Services, LLC | 75,033 | $3.1M | 0.0% | 5.3% | +166.9% |
| 10 | Arax Advisory PartnersNEW | 64,966 | $2.7M | 0.0% | 4.6% | new |
| 11 | IFG Advisory, LLCNEW | 57,933 | $2.4M | 0.1% | 4.1% | new |
| 12 | Ethos Financial Group, LLC | 48,163 | $1.9M | 0.1% | 3.4% | +6.2% |
| 13 | Snowden Capital Advisors LLC | 44,509 | $1.8M | 0.0% | 3.1% | -11.3% |
| 14 | OSAIC HOLDINGS, INC. | 38,843 | $1.6M | 0.0% | 2.7% | -13.9% |
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 37,996 | $1.6M | 0.0% | 2.7% | new |
| 16 | ADVISORTRUST PARTNERS, LLC | 22,705 | $933,176 | 0.3% | 1.6% | +32.3% |
| 17 | Farther Finance Advisors, LLC | 19,455 | $799,612 | 0.0% | 1.4% | +523.0% |
| 18 | Crusonia Wealth Advisors LLC | 17,824 | $732,576 | 0.1% | 1.2% | -5.2% |
| 19 | FSB PREMIER WEALTH MANAGEMENT, INC. | 15,591 | $640,770 | 0.2% | 1.1% | +46.4% |
| 20 | Moors & Cabot, Inc. | 14,880 | $611,568 | 0.0% | 1% | -10.8% |
| 21 | Tower Research Capital LLC (TRC) | 14,320 | $588,552 | 0.0% | 1% | -51.8% |
| 22 | Thrivent Financial for LutheransNEW | 12,793 | $526 | 0.0% | 0.9% | new |
| 23 | SMITH, MOORE & CO. | 12,176 | $500,434 | 0.0% | 0.9% | +22.1% |
| 24 | WORLD EQUITY GROUP, INC. | 10,873 | $446,881 | 0.1% | 0.8% | +5.6% |
| 25 | KESTRA PRIVATE WEALTH SERVICES, LLC | 9,646 | $396,452 | 0.0% | 0.7% | +5.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.