Who owns Adaptive ETFs - Adaptive Alpha Opportunities ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AGOX from SEC Form 13F filings across 49 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 49 institutions disclosed 9.1M shares of Adaptive ETFs - Adaptive Alpha Opportunities ETF worth $313.0M — about 76.6% of shares outstanding; the largest disclosed holder is Berman McAleer LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
49
13F holders
$313.0M
value, 2026 filers
76.6%
of shares outstanding (9.1M sh)
15
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AGOX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Berman McAleer LLC | 2.2M | $77.2M | 8.9% | 18.8% | -0.4% |
| 2 | Ameritas Advisory Services, LLC | 1.5M | $51.9M | 1.0% | 12.6% | +56.7% |
| 3 | ROYAL BANK OF CANADA | 954,702 | $33.1M | 0.0% | 8.1% | +3.9% |
| 4 | KESTRA PRIVATE WEALTH SERVICES, LLC | 698,812 | $24.2M | 0.3% | 5.9% | -22.9% |
| 5 | LPL Financial LLC | 480,786 | $16.7M | 0.0% | 4.1% | +17.4% |
| 6 | Cetera Investment Advisers | 427,633 | $14.8M | 0.0% | 3.6% | -2.4% |
| 7 | ENVESTNET ASSET MANAGEMENT INC | 401,022 | $13.9M | 0.0% | 3.4% | -8.0% |
| 8 | UBS Group AG | 301,095 | $10.4M | 0.0% | 2.5% | -11.8% |
| 9 | Stratos Wealth Partners, LTD. | 278,915 | $9.7M | 0.1% | 2.4% | -0.1% |
| 10 | Octavia Wealth Advisors, LLC | 271,431 | $9.4M | 0.8% | 2.3% | +11.1% |
| 11 | PARTNERS WEALTH MANAGEMENT, LLC | 221,209 | $7.7M | 7.5% | 1.9% | +4.3% |
| 12 | OSAIC HOLDINGS, INC. | 219,294 | $7.6M | 0.0% | 1.9% | +18.7% |
| 13 | COMMONWEALTH EQUITY SERVICES, LLC | 174,161 | $6.0M | 0.0% | 1.5% | -12.3% |
| 14 | WealthPlan Investment Management, LLC | 143,079 | $5.0M | 0.2% | 1.2% | -22.4% |
| 15 | Global Retirement Partners, LLCNEW | 112,278 | $3.9M | 0.1% | 0.9% | new |
| 16 | WealthPLAN Partners, LLC | 84,406 | $2.9M | 0.1% | 0.7% | -36.8% |
| 17 | INTEGRITY ALLIANCE, LLC. | 60,735 | $2.1M | 0.1% | 0.5% | +1.1% |
| 18 | NewEdge Advisors, LLCNEW | 59,081 | $2.0M | 0.0% | 0.5% | new |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 58,735 | $2.0M | 0.0% | 0.5% | new |
| 20 | RAYMOND JAMES FINANCIAL INC | 58,256 | $2.0M | 0.0% | 0.5% | -0.5% |
| 21 | FIRETHORN WEALTH PARTNERS, LLC | 51,768 | $1.8M | 0.6% | 0.4% | +58.9% |
| 22 | Empirical Asset Management, LLC | 45,419 | $1.6M | 0.4% | 0.4% | +0.8% |
| 23 | Goldstone Financial Group, LLC | 29,492 | $1.0M | 0.1% | 0.2% | -5.3% |
| 24 | Avior Wealth Management, LLC | 25,801 | $894,270 | 0.0% | 0.2% | 0.0% |
| 25 | Prime Capital Investment Advisors, LLC | 22,832 | $791,340 | 0.0% | 0.2% | -26.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.