Who owns Adaptive Hedged Multi-Asset Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AMAX from SEC Form 13F filings across 22 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 22 institutions disclosed 6.2M shares of Adaptive Hedged Multi-Asset Income ETF worth $45.6M — about 214.7% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
22
13F holders
$45.6M
value, 2026 filers
214.7%
of shares outstanding (6.2M sh)
4
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AMAX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1.5M | $11.1M | 0.0% | 52.1% | +44.4% |
| 2 | KESTRA PRIVATE WEALTH SERVICES, LLC | 1.4M | $10.1M | 0.1% | 47.1% | +11.5% |
| 3 | PARTNERS WEALTH MANAGEMENT, LLC | 892,491 | $6.6M | 6.5% | 30.9% | +11.4% |
| 4 | Prosperity Financial Group, Inc.NEW | 606,269 | $4.5M | 1.4% | 21% | new |
| 5 | Encompass More Asset Management | 400,421 | $3.0M | 0.4% | 13.9% | +4.4% |
| 6 | OSAIC HOLDINGS, INC. | 368,117 | $2.7M | 0.0% | 12.7% | +1.9% |
| 7 | Rockport Wealth LLC | 362,053 | $2.7M | 0.5% | 12.5% | +6.2% |
| 8 | FIG FINANCIAL ADVISORY SERVICES INC /ADVNEW | 196,418 | $1.5M | 0.9% | 6.8% | new |
| 9 | RAYMOND JAMES FINANCIAL INC | 135,386 | $1.0M | 0.0% | 4.7% | -0.6% |
| 10 | WCG Wealth Advisors LLCNEW | 93,436 | $691,427 | 0.0% | 3.2% | new |
| 11 | NewEdge Advisors, LLCNEW | 54,242 | $401,383 | 0.0% | 1.9% | new |
| 12 | JANE STREET GROUP, LLC | 43,722 | $323,543 | 0.0% | 1.5% | -28.1% |
| 13 | INTEGRITY ALLIANCE, LLC. | 38,798 | $287,110 | 0.0% | 1.3% | +1.3% |
| 14 | LaSalle St. Investment Advisors, LLC | 38,065 | $281,681 | 0.0% | 1.3% | -4.0% |
| 15 | Janney Montgomery Scott LLC | 32,471 | $240 | 0.0% | 1.1% | -42.5% |
| 16 | ENVESTNET ASSET MANAGEMENT INC | 16,087 | $119,044 | 0.0% | 0.6% | +54.8% |
| 17 | Empirical Asset Management, LLC | 12,323 | $91,187 | 0.0% | 0.4% | +0.9% |
| 18 | CENTAURUS FINANCIAL, INC. | 12,150 | $90 | 0.0% | 0.4% | -21.7% |
| 19 | Ausdal Financial Partners, Inc. | 11,232 | $83,117 | 0.0% | 0.4% | +1.5% |
| 20 | Atria Investments, Inc | 11,232 | $83,117 | 0.0% | 0.4% | +1.5% |
| 21 | CITADEL ADVISORS LLC | 11,105 | $82,177 | 0.0% | 0.4% | -53.7% |
| 22 | MORGAN STANLEY | 1 | $10 | 0.0% | 0% | -50.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.