Who owns AllianzIM U.S. Equity Buffer10 Aug ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AUGT from SEC Form 13F filings across 28 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 28 institutions disclosed 461,556 shares of AllianzIM U.S. Equity Buffer10 Aug ETF worth $17.3M — about 49.7% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
28
13F holders
$17.3M
value, 2026 filers
49.7%
of shares outstanding (461,556 sh)
2
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AUGT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 124,062 | $4.7M | 0.0% | 13.4% | -4.6% |
| 2 | OSAIC HOLDINGS, INC. | 67,589 | $2.6M | 0.0% | 7.3% | -0.5% |
| 3 | LPL Financial LLC | 28,926 | $1.1M | 0.0% | 3.1% | -27.7% |
| 4 | Cetera Investment Advisers | 24,090 | $916,865 | 0.0% | 2.6% | +1.3% |
| 5 | OLD MISSION CAPITAL LLC | 20,608 | $784,340 | 0.0% | 2.2% | +2.0% |
| 6 | Kestra Advisory Services, LLC | 18,804 | $715,680 | 0.0% | 2% | -36.4% |
| 7 | RAYMOND JAMES FINANCIAL INC | 17,885 | $680,703 | 0.0% | 1.9% | -10.7% |
| 8 | HARBOUR INVESTMENTS, INC. | 17,036 | $648,390 | 0.0% | 1.8% | -7.1% |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 16,898 | $643,138 | 0.0% | 1.8% | +2.0% |
| 10 | PFG Advisors | 16,494 | $627,762 | 0.0% | 1.8% | 0.0% |
| 11 | Nvest Financial, LLC | 15,109 | $575,049 | 0.2% | 1.6% | +2.0% |
| 12 | Rothschild Wealth LLC | 12,649 | $481,421 | 0.0% | 1.4% | -20.6% |
| 13 | Sanctuary Advisors, LLC | 12,152 | $462,505 | 0.0% | 1.3% | -0.3% |
| 14 | Strategic Blueprint, LLC | 11,690 | $444,921 | 0.0% | 1.3% | -92.0% |
| 15 | Focus Financial Network, Inc. | 10,888 | $414,397 | 0.0% | 1.2% | -0.7% |
| 16 | Cambridge Investment Research Advisors, Inc. | 8,124 | $309 | 0.0% | 0.9% | -0.4% |
| 17 | ENVESTNET ASSET MANAGEMENT INC | 7,870 | $299,532 | 0.0% | 0.8% | -0.2% |
| 18 | First Heartland Consultants, Inc. | 7,829 | $297,972 | 0.0% | 0.8% | -24.3% |
| 19 | CITADEL ADVISORS LLCNEW | 6,002 | $228,436 | 0.0% | 0.6% | new |
| 20 | AE Wealth Management LLC | 5,709 | $217,297 | 0.0% | 0.6% | -19.0% |
| 21 | Allianz SE | 5,000 | $190,300 | 0.0% | 0.5% | 0.0% |
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,197 | $121,678 | 0.0% | 0.3% | 0.0% |
| 23 | BARCLAYS PLC | 970 | $36,918 | 0.0% | 0.1% | +340.9% |
| 24 | LANARK FINANCIAL, INC. | 600 | $22,836 | 0.0% | 0.1% | 0.0% |
| 25 | Ankerstar Wealth, LLC | 527 | $20,058 | 0.0% | 0.1% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.