Who owns AllianzIM U.S. Equity Buffer20 Aug ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AUGW from SEC Form 13F filings across 54 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 54 institutions disclosed 3.1M shares of AllianzIM U.S. Equity Buffer20 Aug ETF worth $101.9M — about 79.5% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
54
13F holders
$101.9M
value, 2026 filers
79.5%
of shares outstanding (3.1M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AUGW's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 821,230 | $28.0M | 0.0% | 21% | -0.1% |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | 376,381 | $12.8M | 0.0% | 9.6% | -5.0% |
| 3 | OSAIC HOLDINGS, INC. | 288,312 | $9.8M | 0.0% | 7.4% | +2.3% |
| 4 | Allianz SE | 200,818 | $6.8M | 0.1% | 5.1% | +22.5% |
| 5 | ACCESS FINANCIAL SERVICES, INC. | 160,448 | $5.5M | 1.8% | 4.1% | -4.0% |
| 6 | LPL Financial LLC | 118,420 | $4.0M | 0.0% | 3% | +8.8% |
| 7 | Cetera Investment Advisers | 104,268 | $3.5M | 0.0% | 2.7% | -5.8% |
| 8 | Advisory Alpha, LLC | 103,834 | $3.5M | 0.1% | 2.7% | -3.2% |
| 9 | AMERICAN ASSET MANAGEMENT INC. | 99,779 | $3.4M | 2.8% | 2.6% | -0.8% |
| 10 | Kestra Advisory Services, LLC | 68,564 | $2.3M | 0.0% | 1.8% | -28.9% |
| 11 | PARK AVENUE SECURITIES LLC | 64,084 | $2,182 | 0.0% | 1.6% | 0.0% |
| 12 | GTS FINANCIAL, LLC | 56,858 | $1.7M | 1.3% | 1.5% | -2.3% |
| 13 | World Investment Advisors | 50,923 | $1.7M | 0.0% | 1.3% | +1.5% |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 49,733 | $1.7M | 0.0% | 1.3% | -11.0% |
| 15 | Spire Wealth Management | 42,492 | $1.4M | 0.0% | 1.1% | -42.3% |
| 16 | Castle Rock Wealth Management, LLC | 40,567 | $1.4M | 0.3% | 1% | -0.2% |
| 17 | PFG Advisors | 37,681 | $1.3M | 0.1% | 1% | -2.1% |
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,547 | $1.1M | 0.0% | 0.8% | +39.4% |
| 19 | OLD MISSION CAPITAL LLC | 30,568 | $1.0M | 0.0% | 0.8% | +16.3% |
| 20 | HARBOUR INVESTMENTS, INC. | 29,853 | $1.0M | 0.0% | 0.8% | -2.3% |
| 21 | Cambridge Investment Research Advisors, Inc. | 29,149 | $992 | 0.0% | 0.7% | -0.5% |
| 22 | Westshore Wealth, LLC | 28,836 | $981,722 | 0.3% | 0.7% | -14.7% |
| 23 | Focus Financial Network, Inc. | 26,404 | $898,924 | 0.0% | 0.7% | +2.3% |
| 24 | Innovative Asset Advisors Group, LLCNEW | 21,211 | $722,129 | 0.3% | 0.5% | new |
| 25 | MML INVESTORS SERVICES, LLC | 21,073 | $717,430 | 0.0% | 0.5% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.