Who owns Global X - Adaptive U.S. Factor ETF?
Institutional ownership of AUSF from SEC Form 13F filings across 63 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
63
13F holders
$404.6M
value, 2026 filers
48.6%
of shares outstanding (8.5M sh)
15
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of AUSF's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 2.6M | $130.9M | 0.2% | 14.9% | +8.9% |
| 2 | LPL Financial LLC | 1.6M | $80.5M | 0.0% | 9.4% | +17.0% |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 1.2M | $56.8M | 0.1% | 6.6% | +10.3% |
| 4 | Tidemark, LLC | 413,985 | $20.2M | 4.6% | 2.4% | +2.0% |
| 5 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 295,528 | $14.4M | 0.0% | 1.7% | +0.4% |
| 6 | RAYMOND JAMES FINANCIAL INC | 283,227 | $13.8M | 0.0% | 1.6% | +7.6% |
| 7 | Cetera Investment Advisers | 281,777 | $13.8M | 0.0% | 1.6% | +9.2% |
| 8 | Meridian Wealth Management, LLC | 246,844 | $12.1M | 0.4% | 1.4% | -1.5% |
| 9 | Cambridge Investment Research Advisors, Inc. | 211,356 | $10,326 | 0.0% | 1.2% | +84.5% |
| 10 | ROYAL BANK OF CANADA | 203,914 | $10.0M | 0.0% | 1.2% | -31.6% |
| 11 | Snowden Capital Advisors LLCNEW | 138,407 | $6.8M | 0.2% | 0.8% | new |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 131,896 | $6.4M | 0.0% | 0.8% | +12.2% |
| 13 | Synergy Investment Management, LLC | 103,598 | $5.1M | 1.2% | 0.6% | +6.7% |
| 14 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 88,727 | $4.3M | 0.2% | 0.5% | +21.4% |
| 15 | &PARTNERS | 86,464 | $4.2M | 0.0% | 0.5% | +12.4% |
| 16 | MML INVESTORS SERVICES, LLC | 85,172 | $4.2M | 0.0% | 0.5% | +30.2% |
| 17 | Janney Montgomery Scott LLC | 53,193 | $2,599 | 0.0% | 0.3% | +24.5% |
| 18 | OSAIC HOLDINGS, INC. | 37,618 | $1.8M | 0.0% | 0.2% | +25.0% |
| 19 | Koshinski Asset Management, Inc. | 35,790 | $1.7M | 0.1% | 0.2% | +6.7% |
| 20 | Western Wealth Management, LLC | 35,560 | $1.7M | 0.1% | 0.2% | +15.4% |
| 21 | NewEdge Advisors, LLCNEW | 34,206 | $1.7M | 0.0% | 0.2% | new |
| 22 | HARBOUR INVESTMENTS, INC. | 28,303 | $1.4M | 0.0% | 0.2% | -1.5% |
| 23 | Advisory Services Network, LLC | 20,705 | $1.0M | 0.0% | 0.1% | +7.3% |
| 24 | Nova Wealth Management, Inc. | 19,009 | $928,775 | 0.5% | 0.1% | -2.8% |
| 25 | MONECO ADVISORS, LLC | 17,851 | $872,214 | 0.1% | 0.1% | +31.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.