Who owns Advent Convertible and Income Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of AVK from SEC Form 13F filings across 108 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 108 institutions disclosed 12.2M shares of Advent Convertible and Income Fund worth $159.8M — about 27.7% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
108
13F holders
$159.8M
value, 2026 filers
27.7%
of shares outstanding (12.2M sh)
12
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of AVK's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 1.8M | $23.3M | 0.0% | 4% | +11.3% |
| 2 | SIT INVESTMENT ASSOCIATES INC | 1.4M | $18.6M | 0.4% | 3.2% | -33.4% |
| 3 | WELLS FARGO & COMPANY/MN | 881,999 | $11.6M | 0.0% | 2% | +2.6% |
| 4 | GUGGENHEIM CAPITAL LLC | 801,115 | $10.5M | 0.1% | 1.8% | +7.8% |
| 5 | Advisors Asset Management, Inc. | 777,357 | $10.2M | 0.2% | 1.8% | +12.6% |
| 6 | Penserra Capital Management LLC | 684,338 | $9.0M | 0.1% | 1.6% | +4.0% |
| 7 | LPL Financial LLC | 528,821 | $6.9M | 0.0% | 1.2% | -1.4% |
| 8 | MORGAN STANLEY | 516,337 | $6.8M | 0.0% | 1.2% | -4.9% |
| 9 | Koshinski Asset Management, Inc. | 481,591 | $6.3M | 0.3% | 1.1% | +1.9% |
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 361,758 | $4.7M | 0.0% | 0.8% | +136.4% |
| 11 | Arete Wealth Advisors, LLC | 319,601 | $4.2M | 0.3% | 0.7% | +0.6% |
| 12 | Baird Financial Group, Inc. | 285,983 | $3.7M | 0.0% | 0.6% | -0.3% |
| 13 | FCA CORP /TX | 254,832 | $3.3M | 0.8% | 0.6% | +6.6% |
| 14 | Steward Partners Investment Advisory, LLC | 248,369 | $3.3M | 0.0% | 0.6% | +9.5% |
| 15 | Rockefeller Capital Management L.P. | 190,980 | $2.5M | 0.0% | 0.4% | +2322.4% |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 159,498 | $2.1M | 0.0% | 0.4% | -2.8% |
| 17 | Cyndeo Wealth Partners, LLC | 153,126 | $2.0M | 0.1% | 0.3% | 0.0% |
| 18 | Creative Planning | 140,156 | $1.8M | 0.0% | 0.3% | -0.6% |
| 19 | OSAIC HOLDINGS, INC. | 117,641 | $1.5M | 0.0% | 0.3% | +17.5% |
| 20 | UBS Group AG | 109,792 | $1.4M | 0.0% | 0.2% | +5.3% |
| 21 | NewEdge Advisors, LLCNEW | 96,524 | $1.3M | 0.0% | 0.2% | new |
| 22 | Formidable Asset Management, LLC | 73,901 | $824,735 | 0.1% | 0.2% | -1.7% |
| 23 | &PARTNERS | 71,383 | $933,216 | 0.0% | 0.2% | -2.3% |
| 24 | ABSOLUTE INVESTMENT ADVISERS, LLC | 68,584 | $898,450 | 0.1% | 0.2% | +0.3% |
| 25 | Sanctuary Advisors, LLC | 67,558 | $885,006 | 0.0% | 0.2% | +2.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.