Who owns Advent Convertible and Income Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from SEC filings.
Institutional ownership of AVK from SEC Form 13F filings across 79 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 79 institutions disclosed 8.2M shares of Advent Convertible and Income Fund worth $97.6M — about 18.7% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
79
13F holders
$97.6M
value, 2026 filers
18.7%
of shares outstanding (8.2M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of AVK's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 1.8M | $23.3M | 0.0% | 4% | +11.3% |
| 2 | WELLS FARGO & COMPANY/MN | 881,999 | $11.6M | 0.0% | 2% | +2.6% |
| 3 | Penserra Capital Management LLC | 684,338 | $8,964 | 0.1% | 1.6% | +4.0% |
| 4 | LPL Financial LLC | 528,821 | $6.9M | 0.0% | 1.2% | -1.4% |
| 5 | MORGAN STANLEY | 516,337 | $6.8M | 0.0% | 1.2% | -4.9% |
| 6 | Koshinski Asset Management, Inc. | 481,591 | $6.3M | 0.3% | 1.1% | +1.9% |
| 7 | Arete Wealth Advisors, LLC | 319,601 | $4.2M | 0.3% | 0.7% | -49.7% |
| 8 | Baird Financial Group, Inc. | 285,983 | $3.7M | 0.0% | 0.6% | -0.3% |
| 9 | FCA CORP /TX | 254,832 | $3.3M | 0.8% | 0.6% | +6.6% |
| 10 | Steward Partners Investment Advisory, LLC | 248,369 | $3.3M | 0.0% | 0.6% | +9.5% |
| 11 | Rockefeller Capital Management L.P. | 190,980 | $2.5M | 0.0% | 0.4% | +2322.4% |
| 12 | COMMONWEALTH EQUITY SERVICES, LLC | 159,498 | $2.1M | 0.0% | 0.4% | -2.8% |
| 13 | Cyndeo Wealth Partners, LLC | 153,126 | $2.0M | 0.1% | 0.3% | 0.0% |
| 14 | Creative Planning | 140,156 | $1.8M | 0.0% | 0.3% | -0.6% |
| 15 | OSAIC HOLDINGS, INC. | 117,641 | $1.5M | 0.0% | 0.3% | +17.5% |
| 16 | Cambridge Investment Research Advisors, Inc. | 112,154 | $1,470 | 0.0% | 0.3% | +71.7% |
| 17 | UBS Group AG | 109,792 | $1.4M | 0.0% | 0.2% | +5.3% |
| 18 | NewEdge Advisors, LLCNEW | 96,524 | $1.3M | 0.0% | 0.2% | new |
| 19 | &PARTNERS | 71,383 | $933,216 | 0.0% | 0.2% | -2.3% |
| 20 | Sanctuary Advisors, LLC | 67,558 | $885,006 | 0.0% | 0.2% | +2.0% |
| 21 | NWF Advisory Services Inc. | 67,113 | $879,181 | 0.1% | 0.2% | -2.9% |
| 22 | BANK OF AMERICA CORP /DE/ | 65,016 | $851,712 | 0.0% | 0.1% | +7.5% |
| 23 | STIFEL FINANCIAL CORP | 63,232 | $828,338 | 0.0% | 0.1% | +12.4% |
| 24 | Modern Wealth Management, LLC | 54,307 | $711,419 | 0.0% | 0.1% | +0.1% |
| 25 | PFG Investments, LLC | 50,298 | $658,910 | 0.0% | 0.1% | -11.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.