Who owns Innovator Defined Wealth Shield ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of BALT from SEC Form 13F filings across 298 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 298 institutions disclosed 51.3M shares of Innovator Defined Wealth Shield ETF worth $1.76B — about 63.7% of shares outstanding; the largest disclosed holder is RAYMOND JAMES FINANCIAL INC. Source: SEC Form 13F filings, parsed by EvidInvest.
298
13F holders
$1.76B
value, 2026 filers
63.7%
of shares outstanding (51.3M sh)
46
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of BALT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 2.8M | $94.5M | 0.0% | 3.4% | +8.5% |
| 2 | OSAIC HOLDINGS, INC. | 2.7M | $93.0M | 0.1% | 3.4% | +10.1% |
| 3 | Wealthquest Corp | 2.5M | $87.1M | 5.5% | 3.2% | +7.6% |
| 4 | LPL Financial LLC | 2.4M | $82.0M | 0.0% | 3% | +192.6% |
| 5 | ENVESTNET ASSET MANAGEMENT INC | 1.9M | $66.5M | 0.0% | 2.4% | -0.2% |
| 6 | Cetera Investment Advisers | 1.8M | $60.7M | 0.1% | 2.2% | +11.2% |
| 7 | Kingsview Wealth Management, LLC | 1.4M | $47.5M | 0.6% | 1.7% | +19.9% |
| 8 | Foundations Investment Advisors, LLC | 1.4M | $47.4M | 0.5% | 1.7% | -1.2% |
| 9 | COMMONWEALTH EQUITY SERVICES, LLC | 1.2M | $42.4M | 0.1% | 1.5% | +30.9% |
| 10 | Reliant Wealth Planning | 1.0M | $35.5M | 9.8% | 1.3% | +3.1% |
| 11 | Brookstone Capital Management | 1.0M | $34.5M | 0.3% | 1.3% | +9.9% |
| 12 | Crown Wealth Group, LLC | 978,870 | $33.5M | 8.5% | 1.2% | +4.5% |
| 13 | Compass Advisory Group LLC | 910,105 | $31.2M | 7.4% | 1.1% | +5.9% |
| 14 | LEE JOHNSON CAPITAL MANAGEMENT, LLC | 897,952 | $30.8M | 9.6% | 1.1% | -36.0% |
| 15 | PTM WEALTH MANAGEMENT, LLC | 853,198 | $29.3M | 13.2% | 1.1% | +8.4% |
| 16 | MTM FINANCIAL GROUP, LLCNEW | 788,610 | $27.0M | 11.6% | 1% | new |
| 17 | Kure Advisory, LLC | 741,316 | $25.4M | 12.0% | 0.9% | +4.3% |
| 18 | NewEdge Advisors, LLCNEW | 716,670 | $24.6M | 0.1% | 0.9% | new |
| 19 | Clear Creek Financial Management, LLC | 669,133 | $22.9M | 1.5% | 0.8% | +9.1% |
| 20 | AXXCESS WEALTH MANAGEMENT, LLC | 651,904 | $22.3M | 0.4% | 0.8% | +45.4% |
| 21 | CENTAURUS FINANCIAL, INC. | 620,618 | $21.3M | 0.8% | 0.8% | +28.4% |
| 22 | PERSONAL CFO SOLUTIONS, LLC | 563,980 | $19.3M | 2.8% | 0.7% | +2.5% |
| 23 | Visionary Wealth Advisors | 552,027 | $18.9M | 0.7% | 0.7% | +8.5% |
| 24 | Wealthcare Advisory Partners LLC | 525,929 | $18.0M | 0.3% | 0.7% | +66.6% |
| 25 | NBZ Investment Advisors LLC | 490,105 | $16.8M | 6.5% | 0.6% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.