Who owns Innovator Defined Wealth Shield ETF?
Institutional ownership of BALT from SEC Form 13F filings across 178 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
178
13F holders
$1.12B
value, 2026 filers
41%
of shares outstanding (33.0M sh)
29
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of BALT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES FINANCIAL INC | 2.8M | $94.5M | 0.0% | 3.4% | +8.5% |
| 2 | OSAIC HOLDINGS, INC. | 2.7M | $93.0M | 0.1% | 3.4% | +10.1% |
| 3 | LPL Financial LLC | 2.4M | $82.0M | 0.0% | 3% | +192.6% |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 1.9M | $66.5M | 0.0% | 2.4% | -0.2% |
| 5 | Cetera Investment Advisers | 1.8M | $60.7M | 0.1% | 2.2% | +11.2% |
| 6 | Foundations Investment Advisors, LLC | 1.4M | $47.4M | 0.5% | 1.7% | -1.2% |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | 1.2M | $42.4M | 0.1% | 1.5% | +30.9% |
| 8 | Brookstone Capital Management | 1.0M | $34.5M | 0.3% | 1.3% | +9.9% |
| 9 | NewEdge Advisors, LLCNEW | 716,670 | $24.6M | 0.1% | 0.9% | new |
| 10 | Clear Creek Financial Management, LLC | 669,133 | $22.9M | 1.5% | 0.8% | +9.1% |
| 11 | AXXCESS WEALTH MANAGEMENT, LLC | 651,904 | $22.3M | 0.4% | 0.8% | +45.4% |
| 12 | PERSONAL CFO SOLUTIONS, LLC | 563,980 | $19.3M | 2.8% | 0.7% | +2.5% |
| 13 | Wealthcare Advisory Partners LLC | 525,929 | $18.0M | 0.3% | 0.7% | +66.6% |
| 14 | NBZ Investment Advisors LLC | 490,105 | $16.8M | 6.5% | 0.6% | 0.0% |
| 15 | Cambridge Investment Research Advisors, Inc. | 481,948 | $16,516 | 0.0% | 0.6% | +158.4% |
| 16 | CRA Financial Services, LLC | 455,717 | $15.6M | 1.8% | 0.6% | +0.5% |
| 17 | AE Wealth Management LLC | 427,273 | $14.6M | 0.1% | 0.5% | -28.1% |
| 18 | HARBOUR INVESTMENTS, INC. | 423,609 | $14.5M | 0.2% | 0.5% | -1.6% |
| 19 | Strategic Blueprint, LLC | 396,460 | $13.6M | 0.7% | 0.5% | +9.8% |
| 20 | Orion Porfolio Solutions, LLC | 380,663 | $13.0M | 0.1% | 0.5% | +7.9% |
| 21 | Stratos Wealth Advisors, LLC | 350,216 | $12.0M | 0.7% | 0.4% | +0.5% |
| 22 | Prasad Wealth Partners, LLC | 347,970 | $11.9M | 2.9% | 0.4% | +688.7% |
| 23 | World Investment Advisors | 334,371 | $11.3M | 0.2% | 0.4% | -4.1% |
| 24 | Archer Investment Corp | 328,877 | $11.3M | 2.2% | 0.4% | +6.6% |
| 25 | Kestra Advisory Services, LLC | 324,994 | $11.1M | 0.0% | 0.4% | +0.2% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.