Who owns First Trust AAA CMBS ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CAAA from SEC Form 13F filings across 21 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 21 institutions disclosed 1.6M shares of First Trust AAA CMBS ETF worth $32.1M — about 92.3% of shares outstanding; the largest disclosed holder is STAR Financial Bank. Source: SEC Form 13F filings, parsed by EvidInvest.
21
13F holders
$32.1M
value, 2026 filers
92.3%
of shares outstanding (1.6M sh)
1
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CAAA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | STAR Financial Bank | 626,482 | $12.7M | 5.2% | 36.6% | +13.7% |
| 2 | Prospera Financial Services Inc | 295,916 | $6.0M | 0.1% | 17.3% | +2.8% |
| 3 | Platform Technology Partners | 169,633 | $3.4M | 0.6% | 9.9% | +79.9% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 137,011 | $2.8M | 0.0% | 8% | +943.2% |
| 5 | Farther Finance Advisors, LLC | 77,040 | $1.6M | 0.0% | 4.5% | +21.8% |
| 6 | FIRST TRUST ADVISORS LP | 67,790 | $1.4M | 0.0% | 4% | 0.0% |
| 7 | Kestra Advisory Services, LLC | 54,601 | $1.1M | 0.0% | 3.2% | -36.4% |
| 8 | INSPIRION WEALTH ADVISORS, LLC | 29,959 | $608,617 | 0.1% | 1.7% | -1.3% |
| 9 | Fearless Solutions, LLC dba Best Invest | 29,212 | $593,302 | 0.3% | 1.7% | +33.3% |
| 10 | Belpointe Asset Management LLC | 24,765 | $502,988 | 0.0% | 1.4% | -11.6% |
| 11 | JANE STREET GROUP, LLC | 14,884 | $302,297 | 0.0% | 0.9% | +9.7% |
| 12 | GOLDMAN SACHS GROUP INC | 13,289 | $269,902 | 0.0% | 0.8% | -76.2% |
| 13 | United Advisor Group, LLC | 12,480 | $253,480 | 0.0% | 0.7% | +26.4% |
| 14 | Ashton Thomas Private Wealth, LLC | 11,042 | $224,265 | 0.0% | 0.6% | +12.5% |
| 15 | OSAIC HOLDINGS, INC. | 6,122 | $124,395 | 0.0% | 0.4% | +22.0% |
| 16 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCNEW | 3,750 | $76,181 | 0.0% | 0.2% | new |
| 17 | Financial Network Wealth Advisors LLC | 3,312 | $67,267 | 0.1% | 0.2% | -3.3% |
| 18 | Geneos Wealth Management Inc. | 3,000 | $60,930 | 0.0% | 0.2% | 0.0% |
| 19 | HARBOUR INVESTMENTS, INC. | 968 | $19,660 | 0.0% | 0.1% | 0.0% |
| 20 | UBS Group AG | 215 | $4,367 | 0.0% | 0% | +1691.7% |
| 21 | Rossby Financial, LCC | 49 | $995 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.