Who owns Alpha Architect Tail Risk ETF?
Institutional ownership of CAOS from SEC Form 13F filings across 37 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
37
13F holders
$174.1M
value, 2026 filers
41.2%
of shares outstanding (1.9M sh)
19
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of CAOS's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Insight Advisors, LLC/ PA | 856,929 | $77.4M | 13.7% | 18.3% | -4.8% |
| 2 | HighTower Advisors, LLC | 226,920 | $20.5M | 0.0% | 4.8% | +2.4% |
| 3 | Wealthcare Advisory Partners LLC | 207,580 | $18.8M | 0.4% | 4.4% | +11.1% |
| 4 | JPL Wealth Management, LLC | 142,052 | $12.8M | 2.5% | 3% | -45.8% |
| 5 | Maridea Wealth Management LLC | 90,540 | $8.2M | 0.9% | 1.9% | +10.4% |
| 6 | Archford Capital Strategies, LLCNEW | 68,689 | $6.2M | 0.6% | 1.5% | new |
| 7 | Vise Technologies, Inc.NEW | 63,274 | $5.7M | 0.1% | 1.4% | new |
| 8 | Encompass More Asset ManagementNEW | 39,820 | $3.6M | 0.5% | 0.8% | new |
| 9 | World Investment Advisors | 26,931 | $2.4M | 0.0% | 0.6% | 0.0% |
| 10 | LPL Financial LLC | 26,283 | $2.4M | 0.0% | 0.6% | +17.6% |
| 11 | MATHER GROUP, LLC.NEW | 23,454 | $2.1M | 0.0% | 0.5% | new |
| 12 | PMV Capital Advisers, LLCNEW | 20,109 | $1.8M | 2.7% | 0.4% | new |
| 13 | Valley Financial Group, Inc. | 14,849 | $1.3M | 0.7% | 0.3% | -1.0% |
| 14 | CITADEL ADVISORS LLCNEW | 14,325 | $1.3M | 0.0% | 0.3% | new |
| 15 | IHT Wealth Management, LLC | 12,575 | $1.1M | 0.0% | 0.3% | -5.2% |
| 16 | Federation des caisses Desjardins du Quebec | 9,230 | $833,746 | 0.0% | 0.2% | +11.1% |
| 17 | Dynamic Advisor Solutions LLC | 8,967 | $810,258 | 0.0% | 0.2% | +11.6% |
| 18 | Wealthcare Capital Partners, LLC | 8,520 | $769,867 | 0.3% | 0.2% | +1.3% |
| 19 | Arkadios Wealth AdvisorsNEW | 8,504 | $768,421 | 0.0% | 0.2% | new |
| 20 | MGO ONE SEVEN LLCNEW | 8,440 | $762,611 | 0.0% | 0.2% | new |
| 21 | NewEdge Advisors, LLC | 8,042 | $726,675 | 0.0% | 0.2% | +38.8% |
| 22 | MML INVESTORS SERVICES, LLC | 8,028 | $725,410 | 0.0% | 0.2% | -4.2% |
| 23 | Composition Wealth, LLCNEW | 5,899 | $533,054 | 0.0% | 0.1% | new |
| 24 | PNC Financial Services Group, Inc. | 5,185 | $468,517 | 0.0% | 0.1% | 0.0% |
| 25 | Krilogy Financial LLCNEW | 3,777 | $341,290 | 0.0% | 0.1% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.