Who owns CATERPILLAR INC?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CAT from SEC Form 13F filings across 4,059 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 4,059 institutions disclosed 330.4M shares of CATERPILLAR INC worth $379.38B — about 71.8% of shares outstanding; the largest disclosed holder is BlackRock, Inc.. Source: SEC Form 13F filings, parsed by EvidInvest.
4,059
13F holders
$379.38B
value, 2026 filers
71.8%
of shares outstanding (330.4M sh)
521
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CAT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | BlackRock, Inc. | 38.0M | $40.46B | 0.6% | 8.3% | +2.2% |
| 2 | STATE STREET CORP | 34.4M | $36.62B | 1.1% | 7.5% | -1.4% |
| 3 | VANGUARD CAPITAL MANAGEMENT LLC | 30.1M | $32.03B | 0.7% | 6.5% | -0.5% |
| 4 | STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 14.5M | $15.45B | 10.6% | 3.2% | -0.4% |
| 5 | VANGUARD PORTFOLIO MANAGEMENT LLC | 12.0M | $12.81B | 0.6% | 2.6% | +2.7% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 11.2M | $11.92B | 0.6% | 2.4% | +0.4% |
| 7 | Fisher Asset Management, LLC | 9.9M | $10.59B | 3.2% | 2.2% | +1.7% |
| 8 | MORGAN STANLEY | 7.5M | $7.99B | 0.4% | 1.6% | +0.1% |
| 9 | JPMORGAN CHASE & CO | 7.3M | $7.57B | 0.4% | 1.6% | +149.1% |
| 10 | GATES FOUNDATION TRUST | 6.4M | $6.77B | 19.7% | 1.4% | 0.0% |
| 11 | PRICE T ROWE ASSOCIATES INC /MD/ | 6.2M | $6.57B | 0.7% | 1.3% | +10.6% |
| 12 | FMR LLC | 5.8M | $6.16B | 0.3% | 1.3% | +51.2% |
| 13 | NORTHERN TRUST CORP | 5.7M | $6.03B | 0.7% | 1.2% | -0.3% |
| 14 | BANK OF AMERICA CORP /DE/ | 5.5M | $5.82B | 0.4% | 1.2% | -3.8% |
| 15 | GOLDMAN SACHS GROUP INC | 3.6M | $3.80B | 0.3% | 0.8% | +11.2% |
| 16 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3.3M | $3.53B | 0.5% | 0.7% | -0.9% |
| 17 | Invesco Ltd. | 3.3M | $3.50B | 0.3% | 0.7% | -14.7% |
| 18 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3.2M | $3.36B | 0.6% | 0.7% | -3.5% |
| 19 | Capital World Investors | 3.1M | $3.26B | 0.4% | 0.7% | -13.6% |
| 20 | Bank of New York Mellon Corp | 3.0M | $3.19B | 0.5% | 0.7% | -13.1% |
| 21 | DIMENSIONAL FUND ADVISORS LP | 2.7M | $2.92B | 0.5% | 0.6% | -0.1% |
| 22 | VANGUARD FIDUCIARY TRUST CO | 2.6M | $2.82B | 0.6% | 0.6% | +0.7% |
| 23 | Legal & General Group Plc | 2.6M | $2.78B | 0.6% | 0.6% | -5.7% |
| 24 | Nuveen, LLC | 2.6M | $2.77B | 0.7% | 0.6% | +12.6% |
| 25 | ROYAL BANK OF CANADA | 2.3M | $2.40B | 0.4% | 0.5% | +0.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.