Who owns Caterpillar Inc.?
Institutional ownership of CAT from SEC Form 13F filings across 1,347 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
1,347
13F holders
$258.93B
value, 2026 filers
54.8%
of shares outstanding (255.7M sh)
101
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of CAT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | BlackRock, Inc. | 38.0M | $40.46B | 0.6% | 8.1% | +2.2% |
| 2 | VANGUARD CAPITAL MANAGEMENT LLC | 30.1M | $32.03B | 0.7% | 6.4% | -50.3% |
| 3 | VANGUARD PORTFOLIO MANAGEMENT LLC | 12.0M | $12.81B | 0.6% | 2.6% | +2.7% |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 11.2M | $11.92B | 0.6% | 2.4% | +0.4% |
| 5 | Fisher Asset Management, LLC | 9.9M | $10.59B | 3.2% | 2.1% | +1.7% |
| 6 | MORGAN STANLEY | 7.5M | $7.99B | 0.4% | 1.6% | +0.1% |
| 7 | JPMORGAN CHASE & CO | 7.3M | $7.57B | 0.4% | 1.6% | +149.1% |
| 8 | PRICE T ROWE ASSOCIATES INC /MD/ | 6.2M | $6.6M | 0.7% | 1.3% | +10.6% |
| 9 | FMR LLC | 5.8M | $6.16B | 0.3% | 1.2% | +51.2% |
| 10 | NORTHERN TRUST CORP | 5.7M | $6.03B | 0.7% | 1.2% | -0.3% |
| 11 | BANK OF AMERICA CORP /DE/ | 5.5M | $5.82B | 0.4% | 1.2% | -3.8% |
| 12 | GOLDMAN SACHS GROUP INC | 3.6M | $3.80B | 0.3% | 0.8% | +11.2% |
| 13 | Sixth Street Partners Management Company, L.P.NEW | 3.3M | $3.53B | — | 0.7% | new |
| 14 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3.3M | $3.53B | 0.5% | 0.7% | -0.9% |
| 15 | Invesco Ltd. | 3.3M | $3.50B | 0.3% | 0.7% | -14.7% |
| 16 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3.2M | $3.36B | 0.6% | 0.7% | -3.5% |
| 17 | Capital World Investors | 3.1M | $3.26B | 0.4% | 0.7% | -13.6% |
| 18 | Bank of New York Mellon Corp | 3.0M | $3.19B | 0.5% | 0.6% | -13.1% |
| 19 | VANGUARD FIDUCIARY TRUST CO | 2.6M | $2.82B | 0.6% | 0.6% | +0.7% |
| 20 | Legal & General Group Plc | 2.6M | $2.78B | 0.6% | 0.6% | -5.7% |
| 21 | Nuveen, LLC | 2.6M | $2.77B | 0.7% | 0.6% | +12.6% |
| 22 | Ascentis Wealth Management, LLC | 2.5M | $7.9M | 1.2% | 0.5% | +111604.7% |
| 23 | ROYAL BANK OF CANADA | 2.3M | $2.40B | 0.4% | 0.5% | +0.1% |
| 24 | Capital Research Global Investors | 2.2M | $2.34B | 0.3% | 0.5% | -31.3% |
| 25 | WELLS FARGO & COMPANY/MN | 2.1M | $2.26B | 0.4% | 0.5% | +3.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.