Who owns Simplify High Yield ETF?
Institutional ownership of CDX from SEC Form 13F filings across 73 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
73
13F holders
$217.8M
value, 2026 filers
56.3%
of shares outstanding (10.7M sh)
22
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of CDX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 1.9M | $41.0M | 0.7% | 10.2% | +6.4% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 1.7M | $35.0M | 0.0% | 8.7% | +10.6% |
| 3 | AE Wealth Management LLC | 1.2M | $25.0M | 0.1% | 6.2% | -6.3% |
| 4 | Altiora Financial Group, LLC | 572,852 | $12.1M | 1.9% | 3% | -36.3% |
| 5 | PRINCIPAL SECURITIES, INC. | 432,404 | $9.1M | 0.1% | 2.3% | +14.3% |
| 6 | DRIVE WEALTH MANAGEMENT, LLC | 374,924 | $7.9M | 1.4% | 2% | -5.4% |
| 7 | Orion Porfolio Solutions, LLC | 373,393 | $7.9M | 0.1% | 2% | +12.0% |
| 8 | LPL Financial LLC | 367,962 | $7.8M | 0.0% | 1.9% | -37.3% |
| 9 | FLAGSHIP HARBOR ADVISORS, LLC | 318,211 | $6.7M | 0.3% | 1.7% | +11.1% |
| 10 | Meridian Wealth Management, LLC | 314,635 | $6.6M | 0.2% | 1.7% | +2.0% |
| 11 | Soltis Investment Advisors LLC | 273,003 | $5.8M | 0.3% | 1.4% | +58.7% |
| 12 | Envestnet Portfolio Solutions, Inc. | 267,497 | $5.6M | 0.0% | 1.4% | +10.6% |
| 13 | WCG Wealth Advisors LLC | 256,662 | $5.4M | 0.1% | 1.4% | +48.2% |
| 14 | OSAIC HOLDINGS, INC. | 250,086 | $5.3M | 0.0% | 1.3% | +2.9% |
| 15 | SlateStone Wealth, LLCNEW | 232,405 | $4,908 | 0.4% | 1.2% | new |
| 16 | Focus Partners Wealth | 199,619 | $4.2M | 0.0% | 1.1% | +1.8% |
| 17 | COMMONWEALTH EQUITY SERVICES, LLC | 172,024 | $3.6M | 0.0% | 0.9% | -9.2% |
| 18 | Steward Partners Investment Advisory, LLC | 138,183 | $2.9M | 0.0% | 0.7% | -3.3% |
| 19 | Janney Montgomery Scott LLC | 134,820 | $2,847 | 0.0% | 0.7% | +87.4% |
| 20 | Centennial Wealth Advisory LLC | 99,052 | $2.1M | 0.5% | 0.5% | +0.9% |
| 21 | Pekin Hardy Strauss, Inc. | 96,820 | $2.0M | 0.2% | 0.5% | -19.1% |
| 22 | Arkadios Wealth AdvisorsNEW | 82,136 | $1.7M | 0.0% | 0.4% | new |
| 23 | Advisor OS, LLCNEW | 79,922 | $1.7M | 0.1% | 0.4% | new |
| 24 | SILVER OAK SECURITIES, INCORPORATED | 62,272 | $1.3M | 0.1% | 0.3% | -1.2% |
| 25 | CITADEL ADVISORS LLC | 60,280 | $1.3M | 0.0% | 0.3% | -44.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.