Who owns Simplify High Yield ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CDX from SEC Form 13F filings across 92 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 92 institutions disclosed 13.2M shares of Simplify High Yield ETF worth $278.7M — about 69.4% of shares outstanding; the largest disclosed holder is SIGNATURE ESTATE & INVESTMENT ADVISORS LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
92
13F holders
$278.7M
value, 2026 filers
69.4%
of shares outstanding (13.2M sh)
23
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CDX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 1.9M | $41.0M | 0.7% | 10.2% | +6.4% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 1.7M | $35.0M | 0.0% | 8.7% | +10.6% |
| 3 | AE Wealth Management LLC | 1.2M | $25.0M | 0.1% | 6.2% | -6.3% |
| 4 | Park Edge Advisors, LLC | 772,287 | $16.3M | 3.4% | 4.1% | +2.2% |
| 5 | Insight Wealth Strategies, LLC | 764,328 | $16.0M | 1.6% | 4% | +12.4% |
| 6 | Altiora Financial Group, LLC | 572,852 | $12.1M | 1.9% | 3% | -36.3% |
| 7 | PRINCIPAL SECURITIES, INC. | 432,404 | $9.1M | 0.1% | 2.3% | +14.3% |
| 8 | DRIVE WEALTH MANAGEMENT, LLC | 374,924 | $7.9M | 1.4% | 2% | -5.4% |
| 9 | Orion Porfolio Solutions, LLC | 373,393 | $7.9M | 0.1% | 2% | +12.0% |
| 10 | LPL Financial LLC | 367,962 | $7.8M | 0.0% | 1.9% | -37.3% |
| 11 | FLAGSHIP HARBOR ADVISORS, LLC | 318,211 | $6.7M | 0.3% | 1.7% | +11.1% |
| 12 | Meridian Wealth Management, LLC | 314,635 | $6.6M | 0.2% | 1.7% | +2.0% |
| 13 | Soltis Investment Advisors LLC | 273,003 | $5.8M | 0.3% | 1.4% | +58.7% |
| 14 | Envestnet Portfolio Solutions, Inc. | 267,497 | $5.6M | 0.0% | 1.4% | +10.6% |
| 15 | WCG Wealth Advisors LLC | 256,662 | $5.4M | 0.1% | 1.4% | +48.2% |
| 16 | OSAIC HOLDINGS, INC. | 250,086 | $5.3M | 0.0% | 1.3% | +2.9% |
| 17 | SlateStone Wealth, LLCNEW | 232,405 | $4.9M | 0.4% | 1.2% | new |
| 18 | ADAPT WEALTH ADVISORS, LLC | 201,459 | $4.3M | 1.4% | 1.1% | -5.9% |
| 19 | Focus Partners Wealth | 199,619 | $4.2M | 0.0% | 1.1% | +1.8% |
| 20 | Security National Bank | 173,368 | $3.7M | 0.4% | 0.9% | -20.6% |
| 21 | COMMONWEALTH EQUITY SERVICES, LLC | 172,024 | $3.6M | 0.0% | 0.9% | -9.2% |
| 22 | Fifth Third Securities, Inc. | 165,206 | $3.5M | 0.2% | 0.9% | +26.7% |
| 23 | Steward Partners Investment Advisory, LLC | 138,183 | $2.9M | 0.0% | 0.7% | -3.3% |
| 24 | Janney Montgomery Scott LLC | 134,820 | $2.8M | 0.0% | 0.7% | +87.4% |
| 25 | Kingsview Wealth Management, LLC | 127,672 | $2.7M | 0.0% | 0.7% | +2.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.