Who owns Capital Group U.S. Small and Mid Cap ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CGMM from SEC Form 13F filings across 227 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 227 institutions disclosed 82.6M shares of Capital Group U.S. Small and Mid Cap ETF worth $2.72B — about 83.5% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
227
13F holders
$2.72B
value, 2026 filers
83.5%
of shares outstanding (82.6M sh)
44
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CGMM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 21.5M | $708.0M | 0.2% | 21.7% | +62.5% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 10.5M | $345.6M | 0.1% | 10.6% | +14.9% |
| 3 | WELLS FARGO & COMPANY/MN | 4.7M | $155.4M | 0.0% | 4.8% | +55.5% |
| 4 | Pathstone Holdings, LLC | 2.9M | $95.8M | 0.3% | 2.9% | +73.0% |
| 5 | JONES FINANCIAL COMPANIES LLLP | 2.5M | $81.3M | 0.0% | 2.5% | +69.6% |
| 6 | OSAIC HOLDINGS, INC. | 2.4M | $80.6M | 0.1% | 2.5% | +45.0% |
| 7 | Cetera Investment Advisers | 2.3M | $75.0M | 0.1% | 2.3% | +49.7% |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | 1.6M | $51.9M | 0.1% | 1.6% | +14.8% |
| 9 | Merit Financial Group, LLC | 1.4M | $46.4M | 0.3% | 1.4% | +0.2% |
| 10 | MML INVESTORS SERVICES, LLC | 1.3M | $43.7M | 0.1% | 1.3% | +40.1% |
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1.2M | $40.7M | 0.0% | 1.2% | +31.7% |
| 12 | RAYMOND JAMES FINANCIAL INC | 1.2M | $40.2M | 0.0% | 1.2% | +145.9% |
| 13 | SEI INVESTMENTS CO | 1.2M | $39.3M | 0.0% | 1.2% | +22.0% |
| 14 | Janney Montgomery Scott LLCNEW | 1.2M | $38.6M | 0.1% | 1.2% | new |
| 15 | CAPTRUST FINANCIAL ADVISORS | 1.1M | $37.3M | 0.1% | 1.1% | +1.7% |
| 16 | ASSETMARK, INC | 1.1M | $36.4M | 0.1% | 1.1% | +24.1% |
| 17 | ROYAL BANK OF CANADA | 1.1M | $35.5M | 0.0% | 1.1% | +35.6% |
| 18 | Cambridge Investment Research Advisors, Inc. | 1.1M | $35.3M | 0.1% | 1.1% | +106.5% |
| 19 | Kestra Advisory Services, LLC | 998,736 | $32.9M | 0.1% | 1% | +9.4% |
| 20 | STIFEL FINANCIAL CORP | 955,775 | $31.5M | 0.0% | 1% | +3.1% |
| 21 | Capital Group Private Client Services, Inc. | 955,714 | $31.5M | 0.4% | 1% | +29.4% |
| 22 | NewEdge Advisors, LLCNEW | 824,209 | $27.2M | 0.1% | 0.8% | new |
| 23 | Ergawealth Advisors, Inc. | 815,624 | $26.9M | 10.4% | 0.8% | +2.7% |
| 24 | BENJAMIN EDWARDS INC | 801,560 | $26.4M | 0.2% | 0.8% | +50.0% |
| 25 | Kestra Investment Management, LLC | 744,539 | $24.5M | 0.5% | 0.8% | -30.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.