Who owns Capital Group U.S. Small and Mid Cap ETF?
Institutional ownership of CGMM from SEC Form 13F filings across 152 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
152
13F holders
$2.39B
value, 2026 filers
77.3%
of shares outstanding (76.5M sh)
33
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of CGMM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 21.5M | $708.0M | 0.2% | 21.7% | +62.5% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 10.5M | $345.6M | 0.1% | 10.6% | +14.9% |
| 3 | WELLS FARGO & COMPANY/MN | 4.7M | $155.4M | 0.0% | 4.8% | +55.5% |
| 4 | Pathstone Holdings, LLC | 2.9M | $95.8M | 0.3% | 2.9% | +73.0% |
| 5 | Merit Financial Group, LLC | 2.8M | $92.8M | 0.6% | 2.8% | +100.5% |
| 6 | JONES FINANCIAL COMPANIES LLLP | 2.5M | $81.3M | 0.0% | 2.5% | +69.6% |
| 7 | OSAIC HOLDINGS, INC. | 2.4M | $80.6M | 0.1% | 2.5% | +45.0% |
| 8 | Cetera Investment Advisers | 2.3M | $75.0M | 0.1% | 2.3% | +49.7% |
| 9 | Cambridge Investment Research Advisors, Inc. | 2.1M | $70,561 | 0.2% | 2.2% | +313.0% |
| 10 | COMMONWEALTH EQUITY SERVICES, LLC | 1.6M | $51.9M | 0.1% | 1.6% | +14.8% |
| 11 | MML INVESTORS SERVICES, LLC | 1.3M | $43.7M | 0.1% | 1.3% | +40.1% |
| 12 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1.2M | $40.7M | 0.0% | 1.2% | +31.7% |
| 13 | RAYMOND JAMES FINANCIAL INC | 1.2M | $40.2M | 0.0% | 1.2% | +145.9% |
| 14 | SEI INVESTMENTS CO | 1.2M | $39.3M | 0.0% | 1.2% | +22.0% |
| 15 | Janney Montgomery Scott LLCNEW | 1.2M | $38,640 | 0.1% | 1.2% | new |
| 16 | CAPTRUST FINANCIAL ADVISORS | 1.1M | $37.3M | 0.1% | 1.1% | +1.7% |
| 17 | ASSETMARK, INC | 1.1M | $36.4M | 0.1% | 1.1% | +24.1% |
| 18 | ROYAL BANK OF CANADA | 1.1M | $35.5M | 0.0% | 1.1% | +35.6% |
| 19 | Kestra Advisory Services, LLC | 998,736 | $32.9M | 0.1% | 1% | +9.4% |
| 20 | STIFEL FINANCIAL CORP | 955,775 | $31.5M | 0.0% | 1% | +3.1% |
| 21 | NewEdge Advisors, LLCNEW | 824,209 | $27.2M | 0.1% | 0.8% | new |
| 22 | BENJAMIN EDWARDS INC | 801,560 | $26.4M | 0.2% | 0.8% | +50.0% |
| 23 | &PARTNERS | 552,692 | $18.3M | 0.1% | 0.6% | +27.0% |
| 24 | NATIXIS ADVISORS, LLC | 522,131 | $17,214 | 0.0% | 0.5% | +94.9% |
| 25 | Baird Financial Group, Inc. | 509,926 | $16.8M | 0.0% | 0.5% | +438.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.