Who owns Roundhill Generative AI & Technology ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CHAT from SEC Form 13F filings across 216 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 216 institutions disclosed 4.4M shares of Roundhill Generative AI & Technology ETF worth $430.3M — about 20.8% of shares outstanding; the largest disclosed holder is MAINSTAY CAPITAL MANAGEMENT LLC /ADV. Source: SEC Form 13F filings, parsed by EvidInvest.
216
13F holders
$430.3M
value, 2026 filers
20.8%
of shares outstanding (4.4M sh)
84
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CHAT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MAINSTAY CAPITAL MANAGEMENT LLC /ADV | 992,705 | $98.0M | 7.2% | 4.7% | -0.5% |
| 2 | LPL Financial LLC | 667,470 | $65.9M | 0.0% | 3.2% | +24.0% |
| 3 | Gradient Investments LLC | 279,378 | $27.6M | 0.4% | 1.3% | -24.1% |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 163,188 | $16.1M | 0.0% | 0.8% | +326.6% |
| 5 | OLD MISSION CAPITAL LLC | 143,248 | $14.1M | 0.2% | 0.7% | +1097.1% |
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 101,534 | $10.0M | 0.0% | 0.5% | new |
| 7 | Mirae Asset Global Investments Co., Ltd. | 100,000 | $9.9M | 0.0% | 0.5% | +6.4% |
| 8 | Janney Montgomery Scott LLC | 82,761 | $8.2M | 0.0% | 0.4% | +13.9% |
| 9 | Berbice Capital Management LLC | 79,814 | $7.9M | 4.1% | 0.4% | +194.0% |
| 10 | Summit Financial, LLC | 78,162 | $7.7M | 0.1% | 0.4% | +46.2% |
| 11 | Quadrature Capital LtdNEW | 76,986 | $7.6M | 0.1% | 0.4% | new |
| 12 | Gemmer Asset Management LLC | 70,695 | $7.0M | 0.5% | 0.3% | +60.3% |
| 13 | Quadcap Wealth Management, LLC | 69,330 | $6.8M | 0.7% | 0.3% | -1.0% |
| 14 | LaSalle St. Investment Advisors, LLC | 64,968 | $6.4M | 0.8% | 0.3% | +22.6% |
| 15 | OSAIC HOLDINGS, INC. | 60,777 | $6.0M | 0.0% | 0.3% | -4.8% |
| 16 | MONETA GROUP INVESTMENT ADVISORS LLCNEW | 55,467 | $5.5M | 0.0% | 0.3% | new |
| 17 | INSIGNEO ADVISORY SERVICES, LLCNEW | 49,719 | $4.9M | 0.2% | 0.2% | new |
| 18 | Brookstone Capital Management | 42,254 | $4.2M | 0.0% | 0.2% | +539.4% |
| 19 | Mattson Financial Services, LLC | 40,631 | $3.4M | 0.7% | 0.2% | -29.1% |
| 20 | Cambridge Investment Research Advisors, Inc. | 37,542 | $3.7M | 0.0% | 0.2% | +26.1% |
| 21 | MONEY CONCEPTS CAPITAL CORP | 36,251 | $3.6M | 0.2% | 0.2% | +105.0% |
| 22 | MGO ONE SEVEN LLC | 35,100 | $3.5M | 0.1% | 0.2% | +87.6% |
| 23 | UBS Group AG | 34,551 | $3.4M | 0.0% | 0.2% | +154.0% |
| 24 | ENVESTNET ASSET MANAGEMENT INC | 30,656 | $3.0M | 0.0% | 0.1% | -1.9% |
| 25 | UNIQUE WEALTH, LLC | 29,516 | $2.9M | 0.3% | 0.1% | +15.7% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.