Who owns VanEck AA-BB CLO ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CLOB from SEC Form 13F filings across 29 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 29 institutions disclosed 1.6M shares of VanEck AA-BB CLO ETF worth $78.4M — about 44.3% of shares outstanding; the largest disclosed holder is Independence Asset Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
29
13F holders
$78.4M
value, 2026 filers
44.3%
of shares outstanding (1.6M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CLOB's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Independence Asset Advisors, LLC | 929,307 | $46.9M | 12.2% | 26.5% | +1.9% |
| 2 | L & S Advisors IncNEW | 108,283 | $5.5M | 0.6% | 3.1% | new |
| 3 | JANE STREET GROUP, LLC | 90,087 | $4.6M | 0.0% | 2.6% | +2148.8% |
| 4 | ROYAL BANK OF CANADA | 56,406 | $2.8M | 0.0% | 1.6% | +125.7% |
| 5 | Employees' Retirement Fund of the City of Fort Worth | 39,200 | $2.0M | 0.7% | 1.1% | 0.0% |
| 6 | OneAscent Family Office, LLC | 34,317 | $1.7M | 0.9% | 1% | +428.0% |
| 7 | Diversified Portfolios, Inc. | 31,346 | $1.6M | 0.1% | 0.9% | +7.4% |
| 8 | Bison Wealth, LLC | 30,643 | $1.5M | 0.1% | 0.9% | -22.2% |
| 9 | BASSO CAPITAL MANAGEMENT, L.P.NEW | 30,052 | $1.5M | 0.3% | 0.9% | new |
| 10 | Tower Research Capital LLC (TRC) | 27,414 | $1.4M | 0.0% | 0.8% | -24.2% |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20,910 | $1.1M | 0.0% | 0.6% | -72.4% |
| 12 | OSAIC HOLDINGS, INC. | 18,912 | $955,231 | 0.0% | 0.5% | +3.3% |
| 13 | Sanctuary Advisors, LLC | 16,679 | $842,495 | 0.0% | 0.5% | +49.7% |
| 14 | SYON CAPITAL LLC | 16,410 | $828,892 | 0.0% | 0.5% | 0.0% |
| 15 | Castleview Partners, LLC | 16,153 | $815,959 | 0.4% | 0.5% | +13.4% |
| 16 | COMPASS FINANCIAL MANAGEMENT LLCNEW | 13,547 | $684,250 | 0.1% | 0.4% | new |
| 17 | Summit Financial, LLC | 10,263 | $518,399 | 0.0% | 0.3% | +0.4% |
| 18 | Ferguson Shapiro LLC | 8,956 | $452,375 | 0.1% | 0.3% | +3.7% |
| 19 | NewEdge Advisors, LLCNEW | 8,818 | $445,402 | 0.0% | 0.3% | new |
| 20 | BOYD WATTERSON ASSET MANAGEMENT LLC/OHNEW | 8,000 | $404,091 | 0.1% | 0.2% | new |
| 21 | Elequin Capital, LPNEW | 6,963 | $351,711 | 0.0% | 0.2% | new |
| 22 | LPL Financial LLCNEW | 6,776 | $342,259 | 0.0% | 0.2% | new |
| 23 | EP Wealth Advisors, LLC | 5,555 | $280,591 | 0.0% | 0.2% | +31.6% |
| 24 | Lionsbridge Wealth Management LLC | 4,964 | $250,739 | 0.2% | 0.1% | -3.3% |
| 25 | AXXCESS WEALTH MANAGEMENT, LLCNEW | 4,906 | $247,810 | 0.0% | 0.1% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.