Who owns Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of CPAI from SEC Form 13F filings across 54 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 54 institutions disclosed 5.9M shares of Northern Lights Fund Trust III - Counterpoint Quantitative Equity ETF worth $305.7M — about 77.8% of shares outstanding; the largest disclosed holder is Counterpoint Mutual Funds LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
54
13F holders
$305.7M
value, 2026 filers
77.8%
of shares outstanding (5.9M sh)
26
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of CPAI's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Counterpoint Mutual Funds LLC | 1.6M | $81.2M | 8.0% | 20.7% | +0.9% |
| 2 | RAYMOND JAMES FINANCIAL INC | 705,834 | $36.7M | 0.0% | 9.3% | +86.9% |
| 3 | LPL Financial LLC | 632,834 | $32.9M | 0.0% | 8.4% | +151.0% |
| 4 | Arax Advisory PartnersNEW | 426,425 | $22.2M | 0.1% | 5.6% | new |
| 5 | INSIGNEO ADVISORY SERVICES, LLC | 263,897 | $13.7M | 0.5% | 3.5% | +26.0% |
| 6 | Nilsine Partners, LLC | 229,706 | $11.9M | 0.8% | 3% | +3.6% |
| 7 | Cetera Investment Advisers | 229,098 | $11.9M | 0.0% | 3% | +112.3% |
| 8 | Private Advisor Group, LLCNEW | 218,755 | $11.4M | 0.1% | 2.9% | new |
| 9 | OSAIC HOLDINGS, INC. | 154,546 | $8.0M | 0.0% | 2% | +25.5% |
| 10 | Inscription Capital, LLC | 153,462 | $8.0M | 0.7% | 2% | +54.0% |
| 11 | INDEPENDENT FINANCIAL GROUP, LLC | 125,549 | $6.5M | 0.1% | 1.7% | +4.2% |
| 12 | ROYAL BANK OF CANADA | 122,701 | $6.4M | 0.0% | 1.6% | +177.6% |
| 13 | NewEdge Advisors, LLCNEW | 111,269 | $5.8M | 0.0% | 1.5% | new |
| 14 | Steward Partners Investment Advisory, LLC | 103,918 | $5.4M | 0.0% | 1.4% | +12.6% |
| 15 | Concurrent Investment Advisors, LLC | 100,854 | $5.2M | 0.0% | 1.3% | +8.2% |
| 16 | STIFEL FINANCIAL CORP | 87,288 | $4.5M | 0.0% | 1.2% | +181.8% |
| 17 | COMMONWEALTH EQUITY SERVICES, LLCNEW | 84,153 | $4.4M | 0.0% | 1.1% | new |
| 18 | Outlook Wealth Advisors, LLC | 55,979 | $2.9M | 0.6% | 0.7% | +28.6% |
| 19 | Equitable Holdings, Inc. | 45,817 | $2.4M | 0.0% | 0.6% | +0.6% |
| 20 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 45,207 | $2.3M | 0.0% | 0.6% | +76.9% |
| 21 | Intrua Financial, LLCNEW | 40,541 | $2.1M | 0.2% | 0.5% | new |
| 22 | Global Assets Advisory, LLCNEW | 37,327 | $1.9M | 0.4% | 0.5% | new |
| 23 | Accurate Wealth Management, LLC | 34,111 | $1.8M | 0.2% | 0.5% | +56.7% |
| 24 | Western Wealth Management, LLC | 32,061 | $1.7M | 0.1% | 0.4% | +2267.9% |
| 25 | Gilliland Jeter Wealth Management LLCNEW | 28,707 | $1.5M | 0.4% | 0.4% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.