Who owns Capital Southwest Corporation?
Institutional ownership of CSWC from SEC Form 13F filings across 129 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
129
13F holders
$260.4M
value, 2026 filers
20%
of shares outstanding (11.3M sh)
28
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of CSWC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | VAN ECK ASSOCIATES CORP | 1.5M | $36.3M | 0.0% | 2.7% | +35.4% |
| 2 | UBS Group AG | 1.2M | $29.0M | 0.0% | 2.2% | +42.6% |
| 3 | TWO SIGMA INVESTMENTS, LP | 1.2M | $28.1M | 0.0% | 2.1% | -49.8% |
| 4 | Sound Income Strategies, LLC | 934,321 | $22.2M | 1.0% | 1.7% | +3.4% |
| 5 | Legal & General Group Plc | 499,715 | $11.9M | 0.0% | 0.9% | +12.8% |
| 6 | Cetera Investment Advisers | 490,926 | $11.7M | 0.0% | 0.9% | +8.4% |
| 7 | ENVESTNET ASSET MANAGEMENT INC | 417,574 | $9.9M | 0.0% | 0.7% | +3.6% |
| 8 | LPL Financial LLC | 402,585 | $9.6M | 0.0% | 0.7% | +73.7% |
| 9 | FRANKLIN RESOURCES INC | 379,686 | $9.0M | 0.0% | 0.7% | +15.4% |
| 10 | BlackRock, Inc. | 300,377 | $7.1M | 0.0% | 0.5% | +8.6% |
| 11 | Sumitomo Mitsui Trust Group, Inc. | 291,778 | $6.9M | 0.0% | 0.5% | +2.5% |
| 12 | RAYMOND JAMES FINANCIAL INC | 269,532 | $6.4M | 0.0% | 0.5% | +1.8% |
| 13 | MORGAN STANLEY | 215,970 | $5.1M | 0.0% | 0.4% | +17.4% |
| 14 | FIRST MANHATTAN CO. LLC. | 167,842 | $4.0M | 0.0% | 0.3% | -11.1% |
| 15 | Schonfeld Strategic Advisors LLCNEW | 160,021 | $3.8M | 0.0% | 0.3% | new |
| 16 | HRT FINANCIAL LP | 157,937 | $3,754 | 0.0% | 0.3% | +69.1% |
| 17 | Foundations Investment Advisors, LLC | 129,161 | $3.1M | 0.0% | 0.2% | -4.6% |
| 18 | Cambridge Investment Research Advisors, Inc. | 126,582 | $3,008 | 0.0% | 0.2% | +126.8% |
| 19 | MARSHALL WACE, LLPNEW | 120,787 | $2.9M | 0.0% | 0.2% | new |
| 20 | Hodges Capital Management Inc. | 112,283 | $2.7M | 0.2% | 0.2% | +1.8% |
| 21 | AMERIPRISE FINANCIAL INC | 103,851 | $2.5M | 0.0% | 0.2% | -1.5% |
| 22 | CITADEL ADVISORS LLCNEW | 88,251 | $2.1M | 0.0% | 0.2% | new |
| 23 | Inspire Advisors, LLC | 87,762 | $2.1M | 0.1% | 0.2% | +500.8% |
| 24 | BANK OF AMERICA CORP /DE/ | 86,011 | $2.0M | 0.0% | 0.2% | +105.9% |
| 25 | NEUBERGER BERMAN GROUP LLC | 84,495 | $2.0M | 0.0% | 0.1% | -8.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.