Who owns Simplify Managed Futures Strategy ETF?
Institutional ownership of CTA from SEC Form 13F filings across 156 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
156
13F holders
$726.2M
value, 2026 filers
55.6%
of shares outstanding (30.6M sh)
36
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of CTA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 5.2M | $134.1M | 0.0% | 9.4% | +15.7% |
| 2 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 3.1M | $75.4M | 0.1% | 5.6% | +47.2% |
| 3 | CITIGROUP INC | 2.1M | $55.0M | 0.0% | 3.9% | +57.6% |
| 4 | LPL Financial LLC | 1.5M | $38.3M | 0.0% | 2.7% | +40.0% |
| 5 | Ascentis Wealth Management, LLC | 1.4M | $4.0M | 0.6% | 2.5% | +2391.5% |
| 6 | ENVESTNET ASSET MANAGEMENT INC | 1.2M | $30.1M | 0.0% | 2.1% | -9.0% |
| 7 | AE Wealth Management LLC | 1.0M | $26.0M | 0.1% | 1.8% | +6.6% |
| 8 | IAG Wealth Partners, LLC | 821,040 | $21.3M | 2.1% | 1.5% | +3.3% |
| 9 | UBS Group AG | 804,759 | $20.9M | 0.0% | 1.5% | -0.6% |
| 10 | Cambridge Investment Research Advisors, Inc. | 760,234 | $19,720 | 0.0% | 1.4% | +115.3% |
| 11 | Allie Family Office LLC | 671,800 | $174,265 | 0.1% | 1.2% | +9900.0% |
| 12 | ASSETMARK, INC | 620,809 | $16.1M | 0.0% | 1.1% | +18.0% |
| 13 | HighTower Advisors, LLC | 538,438 | $14.0M | 0.0% | 1% | -21.2% |
| 14 | Beacon Capital Management, Inc. | 528,537 | $13.7M | 0.8% | 1% | -24.3% |
| 15 | Altiora Financial Group, LLC | 503,393 | $13.1M | 2.1% | 0.9% | -20.1% |
| 16 | Compound Planning, Inc. | 463,212 | $12.0M | 0.3% | 0.8% | +24.6% |
| 17 | TRUIST FINANCIAL CORP | 455,688 | $11.8M | 0.0% | 0.8% | +19.3% |
| 18 | &PARTNERS | 447,318 | $11.5M | 0.0% | 0.8% | -8.4% |
| 19 | Orion Porfolio Solutions, LLC | 418,318 | $10.9M | 0.1% | 0.8% | -1.3% |
| 20 | RAYMOND JAMES FINANCIAL INC | 410,108 | $10.6M | 0.0% | 0.7% | +9.9% |
| 21 | OSAIC HOLDINGS, INC. | 391,186 | $10.1M | 0.0% | 0.7% | +105.2% |
| 22 | Waterloo Capital, L.P. | 387,215 | $10.0M | 0.6% | 0.7% | +200.0% |
| 23 | Elevated Capital Advisors, LLC | 360,978 | $9.4M | 2.6% | 0.7% | +7.8% |
| 24 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 340,142 | $8.8M | 0.0% | 0.6% | +2460.7% |
| 25 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLCNEW | 324,827 | $8.4M | 0.0% | 0.6% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.