Who owns FT Vest U.S. Equity Deep Buffer ETF - November?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of DNOV from SEC Form 13F filings across 121 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 121 institutions disclosed 3.4M shares of FT Vest U.S. Equity Deep Buffer ETF - November worth $175.8M — about 45.1% of shares outstanding; the largest disclosed holder is COMMONWEALTH EQUITY SERVICES, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
121
13F holders
$175.8M
value, 2026 filers
45.1%
of shares outstanding (3.4M sh)
13
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of DNOV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 207,528 | $10.7M | 0.0% | 2.7% | -28.0% |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 190,735 | $9.8M | 0.0% | 2.5% | +45.5% |
| 3 | OGOREK ANTHONY JOSEPH /NY/ /ADV | 185,611 | $9.5M | 2.4% | 2.4% | -0.2% |
| 4 | LPL Financial LLC | 136,288 | $7.0M | 0.0% | 1.8% | +6.9% |
| 5 | IFP Advisors, Inc | 125,779 | $6.5M | 0.1% | 1.7% | 0.0% |
| 6 | HARBOUR INVESTMENTS, INC. | 117,838 | $6.1M | 0.1% | 1.6% | +0.1% |
| 7 | Cetera Investment Advisers | 117,291 | $6.0M | 0.0% | 1.5% | +5.4% |
| 8 | Waverly Advisors, LLC | 104,132 | $5.3M | 0.0% | 1.4% | -0.2% |
| 9 | REAP Financial Group, LLC | 98,974 | $5.1M | 0.9% | 1.3% | -1.8% |
| 10 | WINNACLE WEALTH LLC | 95,872 | $4.9M | 3.3% | 1.3% | -3.2% |
| 11 | OSAIC HOLDINGS, INC. | 88,025 | $4.5M | 0.0% | 1.2% | +5.6% |
| 12 | OPPENHEIMER & CO INC | 81,838 | $4.2M | 0.0% | 1.1% | -9.1% |
| 13 | Kestra Advisory Services, LLC | 77,006 | $4.0M | 0.0% | 1% | -22.5% |
| 14 | FOUNDERS FINANCIAL SECURITIES LLC | 76,109 | $3.9M | 0.2% | 1% | +12.1% |
| 15 | Horizon Investments, LLC | 76,109 | $3.9M | 0.0% | 1% | -42.9% |
| 16 | 1ST SOURCE BANK | 73,255 | $3.8M | 0.2% | 1% | -15.2% |
| 17 | Echo Wealth Management, LLC | 72,423 | $3.7M | 1.9% | 1% | +3.1% |
| 18 | Mariner, LLC | 65,108 | $3.3M | 0.0% | 0.9% | -4.4% |
| 19 | PRECEDENT WEALTH PARTNERS, LLC | 64,209 | $3.3M | 0.5% | 0.8% | -3.7% |
| 20 | Tanglewood Legacy Advisors, LLC | 63,336 | $3.3M | 1.0% | 0.8% | 0.0% |
| 21 | Ashton Thomas Private Wealth, LLC | 63,291 | $3.2M | 0.1% | 0.8% | +46.7% |
| 22 | Advisory Services Network, LLC | 59,848 | $3.1M | 0.0% | 0.8% | -3.7% |
| 23 | Benson Wealth Management INC | 57,282 | $2.9M | 3.0% | 0.8% | -28.4% |
| 24 | RAYMOND JAMES FINANCIAL INC | 57,245 | $2.9M | 0.0% | 0.8% | -7.4% |
| 25 | Mutual Advisors, LLC | 56,246 | $2.9M | 0.1% | 0.7% | -0.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.