Who owns FT Vest U.S. Equity Deep Buffer ETF - October?
Institutional ownership of DOCT from SEC Form 13F filings across 77 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
77
13F holders
$129.6M
value, 2026 filers
34.2%
of shares outstanding (2.8M sh)
13
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of DOCT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | OPPENHEIMER & CO INC | 400,877 | $18.7M | 0.2% | 4.9% | +0.7% |
| 2 | REAP Financial Group, LLC | 215,278 | $10.0M | 1.7% | 2.6% | -2.4% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 211,243 | $9.9M | 0.0% | 2.6% | +41.1% |
| 4 | Mutual Advisors, LLC | 138,512 | $6.5M | 0.1% | 1.7% | -4.0% |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 115,578 | $5.4M | 0.0% | 1.4% | new |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 104,915 | $4.9M | 0.0% | 1.3% | -4.2% |
| 7 | LPL Financial LLC | 97,756 | $4.6M | 0.0% | 1.2% | +90.7% |
| 8 | MML INVESTORS SERVICES, LLC | 96,432 | $4.5M | 0.0% | 1.2% | +10.8% |
| 9 | OSAIC HOLDINGS, INC. | 96,080 | $4.5M | 0.0% | 1.2% | -22.3% |
| 10 | MONEY CONCEPTS CAPITAL CORP | 90,348 | $4.2M | 0.2% | 1.1% | +2.9% |
| 11 | Foguth Wealth Management, LLC.NEW | 90,264 | $4.2M | 0.5% | 1.1% | new |
| 12 | Cetera Investment Advisers | 88,410 | $4.1M | 0.0% | 1.1% | +12.4% |
| 13 | FOUNDERS FINANCIAL SECURITIES LLC | 83,678 | $3.9M | 0.2% | 1% | -43.8% |
| 14 | Kestra Advisory Services, LLC | 69,503 | $3.2M | 0.0% | 0.9% | -10.9% |
| 15 | TRUIST FINANCIAL CORP | 66,064 | $3.1M | 0.0% | 0.8% | -9.3% |
| 16 | HARBOUR INVESTMENTS, INC. | 63,933 | $3.0M | 0.0% | 0.8% | -7.7% |
| 17 | RAYMOND JAMES FINANCIAL INC | 54,888 | $2.6M | 0.0% | 0.7% | -41.2% |
| 18 | NewEdge Wealth, LLC | 52,196 | $2.4M | 0.0% | 0.6% | 0.0% |
| 19 | Bluespring Wealth Management, LLCNEW | 46,330 | $2.2M | 0.0% | 0.6% | new |
| 20 | IFP Advisors, Inc | 42,495 | $2.0M | 0.0% | 0.5% | -5.7% |
| 21 | MGO ONE SEVEN LLC | 36,779 | $1.7M | 0.0% | 0.4% | 0.0% |
| 22 | StoneX Group Inc. | 33,905 | $1.6M | 0.1% | 0.4% | +1.9% |
| 23 | Brookstone Capital Management | 32,200 | $1.5M | 0.0% | 0.4% | 0.0% |
| 24 | &PARTNERS | 27,548 | $1.3M | 0.0% | 0.3% | 0.0% |
| 25 | Sequent Planning LLC | 26,314 | $1.2M | 0.3% | 0.3% | -77.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.