Who owns Ocean Park Diversified Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of DUKZ from SEC Form 13F filings across 17 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 17 institutions disclosed 1.5M shares of Ocean Park Diversified Income ETF worth $34.6M — about 263.6% of shares outstanding; the largest disclosed holder is Spartan Wealth Advisory Services LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
17
13F holders
$34.6M
value, 2026 filers
263.6%
of shares outstanding (1.5M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of DUKZ's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Spartan Wealth Advisory Services LLC | 407,807 | $10.4M | 0.9% | 72.1% | +0.8% |
| 2 | VestGen Advisors, LLC | 332,545 | $8.5M | 0.2% | 58.8% | +4.7% |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 235,918 | $6.0M | 0.0% | 41.7% | +21.8% |
| 4 | Cambridge Investment Research Advisors, Inc. | 131,316 | $3,364 | 0.0% | 23.2% | +331.6% |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | 97,563 | $2.5M | 0.0% | 17.2% | +469.4% |
| 6 | Independent Wealth Network Inc.NEW | 79,950 | $2.0M | 0.5% | 14.1% | new |
| 7 | INDEPENDENT FINANCIAL GROUP, LLC | 64,726 | $1.7M | 0.0% | 11.4% | +31.6% |
| 8 | BUILDER INVESTMENT GROUP INC /ADVNEW | 40,254 | $1.0M | 0.2% | 7.1% | new |
| 9 | Mutual Advisors, LLC | 30,951 | $792,965 | 0.0% | 5.5% | +39.0% |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 13,668 | $350,174 | 0.0% | 2.4% | new |
| 11 | PARK AVENUE SECURITIES LLC | 10,403 | $267 | 0.0% | 1.8% | +7.8% |
| 12 | Envestnet Portfolio Solutions, Inc. | 10,101 | $258,788 | 0.0% | 1.8% | +0.2% |
| 13 | OSAIC HOLDINGS, INC.NEW | 10,000 | $256,200 | 0.0% | 1.8% | new |
| 14 | Ocean Park Asset Management, LLCNEW | 8,911 | $228,304 | 0.0% | 1.6% | new |
| 15 | SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | 8,824 | $226,071 | 0.0% | 1.6% | -43.3% |
| 16 | JANE STREET GROUP, LLCNEW | 7,897 | $202,321 | 0.0% | 1.4% | new |
| 17 | HARBOUR INVESTMENTS, INC. | 97 | $2,485 | 0.0% | 0% | -83.8% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.