Who owns Ellsworth Growth and Income Fund Ltd.?
Institutional ownership of ECF from SEC Form 13F filings across 33 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
33
13F holders
$33.9M
value, 2026 filers
19%
of shares outstanding (2.6M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of ECF's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 931,846 | $12.3M | 0.0% | 6.8% | -1.7% |
| 2 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 239,144 | $3.2M | 0.4% | 1.7% | +14.9% |
| 3 | Pathstone Holdings, LLC | 209,392 | $2.8M | 0.0% | 1.5% | -15.3% |
| 4 | Invesco Ltd. | 191,598 | $2.5M | 0.0% | 1.4% | -17.8% |
| 5 | MORGAN STANLEY | 142,802 | $1.9M | 0.0% | 1% | -1.1% |
| 6 | Baird Financial Group, Inc. | 133,444 | $1.8M | 0.0% | 1% | -1.3% |
| 7 | AMERIPRISE FINANCIAL INC | 104,102 | $1.4M | 0.0% | 0.8% | +2.0% |
| 8 | VIMA LLCNEW | 88,232 | $1.2M | 1.1% | 0.6% | new |
| 9 | RAYMOND JAMES FINANCIAL INC | 81,328 | $1.1M | 0.0% | 0.6% | 0.0% |
| 10 | ROYAL BANK OF CANADA | 54,655 | $722,000 | 0.0% | 0.4% | -1.2% |
| 11 | Institute for Wealth Management, LLC. | 52,289 | $690,745 | 0.1% | 0.4% | -0.9% |
| 12 | NewEdge Advisors, LLC | 49,984 | $660,289 | 0.0% | 0.4% | -22.7% |
| 13 | Waverly Advisors, LLC | 38,919 | $514,115 | 0.0% | 0.3% | -8.4% |
| 14 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 37,508 | $480,478 | 0.0% | 0.3% | -5.3% |
| 15 | Cambridge Investment Research Advisors, Inc. | 34,876 | $460 | 0.0% | 0.3% | +99.6% |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 32,592 | $430,540 | 0.0% | 0.2% | 0.0% |
| 17 | ENVESTNET ASSET MANAGEMENT INC | 32,332 | $427,105 | 0.0% | 0.2% | +220.6% |
| 18 | Focus Partners Wealth | 32,006 | $422,799 | 0.0% | 0.2% | 0.0% |
| 19 | LPL Financial LLC | 23,546 | $311,041 | 0.0% | 0.2% | +0.5% |
| 20 | UBS Group AG | 20,184 | $266,631 | 0.0% | 0.1% | +66.9% |
| 21 | OSAIC HOLDINGS, INC. | 19,831 | $261,998 | 0.0% | 0.1% | +7.4% |
| 22 | CAPTRUST FINANCIAL ADVISORS | 18,242 | $240,977 | 0.0% | 0.1% | -17.8% |
| 23 | READYSTATE ASSET MANAGEMENT LPNEW | 11,650 | $153,897 | 0.0% | 0.1% | new |
| 24 | IFG Advisory, LLCNEW | 4,053 | $53,540 | 0.0% | 0% | new |
| 25 | GILPIN WEALTH MANAGEMENT, LLC | 4,000 | $52,840 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.