Who owns Essential 40 Stock ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of ESN from SEC Form 13F filings across 25 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 25 institutions disclosed 12.8M shares of Essential 40 Stock ETF worth $349.7M — about 138.3% of shares outstanding; the largest disclosed holder is Sanctuary Advisors, LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
25
13F holders
$349.7M
value, 2026 filers
138.3%
of shares outstanding (12.8M sh)
6
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of ESN's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Sanctuary Advisors, LLC | 3.5M | $68.8M | 0.3% | 37.5% | +5.2% |
| 2 | Legacy Financial Group LLC | 2.3M | $45.2M | 5.1% | 24.6% | +19.7% |
| 3 | RAYMOND JAMES FINANCIAL INC | 1.6M | $32.7M | 0.0% | 17.8% | +8.3% |
| 4 | UBS Group AG | 983,492 | $19.6M | 0.0% | 10.7% | +2.7% |
| 5 | HARBOUR INVESTMENTS, INC. | 859,522 | $17.1M | 0.2% | 9.3% | +18.2% |
| 6 | Atria Investments, Inc | 656,158 | $13.0M | 0.1% | 7.1% | +7.8% |
| 7 | Vinva Investment Management LtdNEW | 618,308 | $108.1M | 0.7% | 6.7% | new |
| 8 | KKM Financial LLC | 592,014 | $11.8M | 1.6% | 6.4% | -0.1% |
| 9 | LPL Financial LLC | 389,024 | $7.7M | 0.0% | 4.2% | +174.6% |
| 10 | Rockefeller Capital Management L.P. | 210,117 | $4.2M | 0.0% | 2.3% | +10.8% |
| 11 | ROYAL BANK OF CANADA | 174,309 | $3.5M | 0.0% | 1.9% | +17430800.0% |
| 12 | Bank of New York Mellon Corp | 121,970 | $2.4M | 0.0% | 1.3% | 0.0% |
| 13 | BREAKTHRU ADVISORY SERVICES, LLC | 118,222 | $2.4M | 7.9% | 1.3% | -16.0% |
| 14 | Plus Group Wealth Advisors LLCNEW | 106,862 | $2.1M | 2.0% | 1.2% | new |
| 15 | Equitable Holdings, Inc. | 92,496 | $1.8M | 0.0% | 1% | +50.4% |
| 16 | GTS SECURITIES LLC | 87,235 | $1.7M | 0.0% | 0.9% | +62.8% |
| 17 | Comprehensive Financial Consultants Institutional, Inc.NEW | 72,927 | $1.5M | 0.4% | 0.8% | new |
| 18 | Mowery & Schoenfeld Wealth Management, LLCNEW | 68,840 | $1.4M | 1.9% | 0.7% | new |
| 19 | Quantum Private Wealth, LLC | 63,238 | $1.3M | 0.3% | 0.7% | +2.0% |
| 20 | COMMONWEALTH EQUITY SERVICES, LLC | 58,995 | $1.2M | 0.0% | 0.6% | +9.2% |
| 21 | ENVESTNET ASSET MANAGEMENT INCNEW | 39,070 | $776,852 | 0.0% | 0.4% | new |
| 22 | Janney Montgomery Scott LLC | 35,334 | $703,000 | 0.0% | 0.4% | -8.7% |
| 23 | Allworth Financial LP | 26,542 | $527,758 | 0.0% | 0.3% | -2.6% |
| 24 | Global View Capital Management LLCNEW | 11,068 | $220,071 | 0.0% | 0.1% | new |
| 25 | Farther Finance Advisors, LLC | 1,800 | $35,790 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.