Who owns First Trust Multi Cap Value AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FAB from SEC Form 13F filings across 66 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 66 institutions disclosed 644,396 shares of First Trust Multi Cap Value AlphaDEX Fund worth $63.4M — about 49.5% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
66
13F holders
$63.4M
value, 2026 filers
49.5%
of shares outstanding (644,396 sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FAB's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 77,533 | $7.9M | 0.0% | 6% | +39.7% |
| 2 | RAYMOND JAMES FINANCIAL INC | 65,528 | $6.7M | 0.0% | 5% | -0.1% |
| 3 | MORGAN STANLEY | 61,416 | $6.2M | 0.0% | 4.7% | -0.1% |
| 4 | WELLS FARGO & COMPANY/MN | 45,544 | $4.6M | 0.0% | 3.5% | +1.3% |
| 5 | OSAIC HOLDINGS, INC. | 43,249 | $4.4M | 0.0% | 3.3% | -0.9% |
| 6 | ROYAL BANK OF CANADA | 36,600 | $3.7M | 0.0% | 2.8% | +10.9% |
| 7 | 626 Financial, LLC | 35,205 | $3.6M | 1.4% | 2.7% | -1.4% |
| 8 | CITADEL ADVISORS LLC | 34,195 | $3.5M | 0.0% | 2.6% | +3.2% |
| 9 | STIFEL FINANCIAL CORP | 18,093 | $1.8M | 0.0% | 1.4% | -5.7% |
| 10 | Proactive Wealth Strategies LLC | 15,543 | $1.6M | 0.3% | 1.2% | -5.2% |
| 11 | Baird Financial Group, Inc. | 15,524 | $1.6M | 0.0% | 1.2% | -27.6% |
| 12 | COMMONWEALTH EQUITY SERVICES, LLC | 15,442 | $1.6M | 0.0% | 1.2% | -11.9% |
| 13 | GOLDMAN SACHS GROUP INC | 10,916 | $1.1M | 0.0% | 0.8% | -50.0% |
| 14 | Private Advisor Group, LLC | 10,463 | $1.1M | 0.0% | 0.8% | +0.1% |
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 9,370 | $951,038 | 0.0% | 0.7% | -74.1% |
| 16 | HARBOUR INVESTMENTS, INC. | 9,334 | $947,404 | 0.0% | 0.7% | 0.0% |
| 17 | Quad-Cities Investment Group, LLC | 8,537 | $866,444 | 0.3% | 0.7% | -3.3% |
| 18 | UBS Group AG | 7,562 | $767,528 | 0.0% | 0.6% | +5.3% |
| 19 | Cambridge Investment Research Advisors, Inc. | 7,498 | $761 | 0.0% | 0.6% | +0.1% |
| 20 | Rockefeller Capital Management L.P. | 7,475 | $758,741 | 0.0% | 0.6% | -4.1% |
| 21 | Avidian Wealth Enterprises, LLC | 7,315 | $742,508 | 0.0% | 0.6% | +0.3% |
| 22 | ENVESTNET ASSET MANAGEMENT INC | 7,271 | $737,978 | 0.0% | 0.6% | +77.8% |
| 23 | Janney Montgomery Scott LLC | 7,220 | $733 | 0.0% | 0.6% | -1.4% |
| 24 | JONES FINANCIAL COMPANIES LLLP | 7,174 | $734,187 | 0.0% | 0.6% | +37.0% |
| 25 | Cetera Investment Advisers | 6,743 | $684,449 | 0.0% | 0.5% | -1.8% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.