Who owns First Trust Multi Cap Growth AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FAD from SEC Form 13F filings across 111 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 111 institutions disclosed 2.0M shares of First Trust Multi Cap Growth AlphaDEX Fund worth $373.8M — about 62.4% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
111
13F holders
$373.8M
value, 2026 filers
62.4%
of shares outstanding (2.0M sh)
20
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FAD's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 277,568 | $55.5M | 0.0% | 8.8% | +14.5% |
| 2 | LPL Financial LLC | 276,498 | $55.3M | 0.0% | 8.7% | +39.7% |
| 3 | WELLS FARGO & COMPANY/MN | 212,489 | $42.5M | 0.0% | 6.7% | +21.4% |
| 4 | RAYMOND JAMES FINANCIAL INC | 125,696 | $25.1M | 0.0% | 4% | +34.3% |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | 68,726 | $13.7M | 0.0% | 2.2% | +13.0% |
| 6 | JONES FINANCIAL COMPANIES LLLP | 61,706 | $12.0M | 0.0% | 2% | +109.1% |
| 7 | GOLDMAN SACHS GROUP INC | 50,000 | $10.0M | 0.0% | 1.6% | 0.0% |
| 8 | OSAIC HOLDINGS, INC. | 49,708 | $9.9M | 0.0% | 1.6% | +9.2% |
| 9 | TRUIST FINANCIAL CORP | 48,475 | $9.7M | 0.0% | 1.5% | -1.7% |
| 10 | Virtu Financial LLCNEW | 42,443 | $8,487 | 0.3% | 1.3% | new |
| 11 | Plotkin Financial Advisors, LLC | 41,711 | $8.3M | 3.5% | 1.3% | -6.6% |
| 12 | BANK OF AMERICA CORP /DE/ | 41,539 | $8.3M | 0.0% | 1.3% | +0.1% |
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 35,895 | $7.2M | 0.0% | 1.1% | +70.9% |
| 14 | Kestra Advisory Services, LLC | 31,515 | $6.3M | 0.0% | 1% | +1.1% |
| 15 | Cornerstone Wealth Management, LLCNEW | 31,136 | $6.2M | 0.3% | 1% | new |
| 16 | ENVESTNET ASSET MANAGEMENT INC | 30,485 | $6.1M | 0.0% | 1% | +23.2% |
| 17 | RPg Family Wealth Advisory, LLC | 30,273 | $6.1M | 1.3% | 1% | -0.3% |
| 18 | Cambridge Investment Research Advisors, Inc. | 29,310 | $5,861 | 0.0% | 0.9% | +24.5% |
| 19 | Synergy Investment Management, LLC | 28,487 | $5.7M | 1.4% | 0.9% | -0.1% |
| 20 | Wealth Management Partners, LLC | 24,951 | $5.0M | 1.2% | 0.8% | +0.2% |
| 21 | Creative Planning | 24,363 | $4.9M | 0.0% | 0.8% | 0.0% |
| 22 | WEDBUSH SECURITIES INC | 24,070 | $4,813 | 0.1% | 0.8% | -3.8% |
| 23 | Geneos Wealth Management Inc. | 23,767 | $4.8M | 0.1% | 0.8% | +1.6% |
| 24 | ROYAL BANK OF CANADA | 21,047 | $4.2M | 0.0% | 0.7% | -38.5% |
| 25 | Cetera Investment Advisers | 18,329 | $3.7M | 0.0% | 0.6% | +30.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.