Who owns First Trust China AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FCA from SEC Form 13F filings across 24 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 24 institutions disclosed 712,822 shares of First Trust China AlphaDEX Fund worth $19.4M — about 37.1% of shares outstanding; the largest disclosed holder is OLD MISSION CAPITAL LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
24
13F holders
$19.4M
value, 2026 filers
37.1%
of shares outstanding (712,822 sh)
9
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FCA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | OLD MISSION CAPITAL LLC | 315,188 | $8.6M | 0.1% | 16.4% | +759.9% |
| 2 | CITADEL ADVISORS LLC | 89,362 | $2.4M | 0.0% | 4.6% | +1196.2% |
| 3 | JANE STREET GROUP, LLC | 62,486 | $1.7M | 0.0% | 3.2% | -36.7% |
| 4 | Cambridge Investment Research Advisors, Inc. | 38,923 | $1.1M | 0.0% | 2% | -1.8% |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,701 | $945,949 | 0.0% | 1.8% | -39.7% |
| 6 | MILLENNIUM MANAGEMENT LLCNEW | 33,973 | $926,104 | 0.0% | 1.8% | new |
| 7 | LPL Financial LLC | 29,143 | $794,442 | 0.0% | 1.5% | -52.2% |
| 8 | GOLDMAN SACHS GROUP INCNEW | 24,456 | $666,671 | 0.0% | 1.3% | new |
| 9 | Avestar Capital, LLC | 22,662 | $617,766 | 0.0% | 1.2% | +2.8% |
| 10 | Genesee Capital Advisors, LLC | 17,827 | $485,964 | 0.2% | 0.9% | -1.3% |
| 11 | FLOW TRADERS U.S. LLCNEW | 12,579 | $343,000 | 0.0% | 0.7% | new |
| 12 | JPMORGAN CHASE & CONEW | 10,500 | $286,860 | 0.0% | 0.5% | new |
| 13 | HRT FINANCIAL LPNEW | 9,156 | $249,000 | 0.0% | 0.5% | new |
| 14 | Unique Wealth Strategies, LLCNEW | 7,369 | $200,879 | 0.1% | 0.4% | new |
| 15 | COMPASS FINANCIAL MANAGEMENT LLCNEW | 1,454 | $39,636 | 0.0% | 0.1% | new |
| 16 | UBS Group AG | 1,119 | $30,504 | 0.0% | 0.1% | -4.9% |
| 17 | ROYAL BANK OF CANADA | 600 | $17,000 | 0.0% | 0% | +500.0% |
| 18 | SITTNER & NELSON, LLCNEW | 540 | $14,721 | 0.0% | 0% | new |
| 19 | Transamerica Financial Advisors, LLC | 297 | $8,116 | 0.0% | 0% | -98.6% |
| 20 | ROTHSCHILD INVESTMENT LLC | 255 | $6,951 | 0.0% | 0% | 0.0% |
| 21 | ASSETMARK, INC | 88 | $2,399 | 0.0% | 0% | 0.0% |
| 22 | OSAIC HOLDINGS, INC. | 75 | $2,044 | 0.0% | 0% | -99.1% |
| 23 | Global Retirement Partners, LLCNEW | 65 | $1,772 | 0.0% | 0% | new |
| 24 | MORGAN STANLEY | 4 | $111 | 0.0% | 0% | +300.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.