Who owns First Trust Income Opportunities ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FCEF from SEC Form 13F filings across 31 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 31 institutions disclosed 1.8M shares of First Trust Income Opportunities ETF worth $44.3M — about 55% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
31
13F holders
$44.3M
value, 2026 filers
55%
of shares outstanding (1.8M sh)
3
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FCEF's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 582,629 | $14.0M | 0.0% | 17.4% | +19.6% |
| 2 | Capital Investment Advisory Services, LLC | 476,813 | $11.5M | 0.7% | 14.3% | +1.5% |
| 3 | RAYMOND JAMES FINANCIAL INC | 153,781 | $3.7M | 0.0% | 4.6% | +14.2% |
| 4 | HARBOUR INVESTMENTS, INC. | 102,512 | $2.5M | 0.0% | 3.1% | +4.6% |
| 5 | COMMONWEALTH EQUITY SERVICES, LLC | 89,823 | $2.2M | 0.0% | 2.7% | +11.4% |
| 6 | Boyce & Associates Wealth Consulting, Inc. | 88,372 | $2.1M | 1.5% | 2.6% | +5.0% |
| 7 | Proactive Wealth Strategies LLC | 53,981 | $1.3M | 0.2% | 1.6% | -4.3% |
| 8 | OSAIC HOLDINGS, INC. | 53,644 | $1.3M | 0.0% | 1.6% | +30.1% |
| 9 | Cetera Investment Advisers | 48,201 | $1.2M | 0.0% | 1.4% | +1.7% |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 30,845 | $741,816 | 0.0% | 0.9% | +47.9% |
| 11 | SMITH, MOORE & CO. | 29,455 | $708,393 | 0.0% | 0.9% | +5.4% |
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,924 | $623,472 | 0.0% | 0.8% | +39.4% |
| 13 | Janney Montgomery Scott LLC | 24,957 | $600,000 | 0.0% | 0.7% | +140.2% |
| 14 | Integrated Wealth Concepts LLC | 17,684 | $425,296 | 0.0% | 0.5% | +33.0% |
| 15 | Aurora Private Wealth, Inc. | 16,897 | $406,000 | 0.3% | 0.5% | +3.5% |
| 16 | NewEdge Advisors, LLC | 14,224 | $342,087 | 0.0% | 0.4% | +27.1% |
| 17 | Kestra Advisory Services, LLC | 10,009 | $240,727 | 0.0% | 0.3% | -0.1% |
| 18 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCNEW | 8,857 | $212,431 | 0.0% | 0.3% | new |
| 19 | Larson Financial Group LLC | 2,600 | $62,530 | 0.0% | 0.1% | 0.0% |
| 20 | MORGAN STANLEY | 1,968 | $47,350 | 0.0% | 0.1% | -0.1% |
| 21 | IFG Advisory, LLC | 1,313 | $31,580 | 0.0% | 0% | +153.5% |
| 22 | Rockefeller Capital Management L.P. | 1,074 | $25,830 | 0.0% | 0% | 0.0% |
| 23 | Global Retirement Partners, LLCNEW | 900 | $21,645 | 0.0% | 0% | new |
| 24 | FIDUCIARY FINANCIAL ADVISORSNEW | 840 | $20,202 | 0.0% | 0% | new |
| 25 | Decker Retirement Planning Inc. | 759 | $18,254 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation. Research, not investment advice.