Who owns First Trust Dow Jones Select MicroCap Index Fund?
Institutional ownership of FDM from SEC Form 13F filings across 68 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
68
13F holders
$121.7M
value, 2026 filers
45.5%
of shares outstanding (1.3M sh)
13
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FDM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 215,856 | $20.1M | 0.0% | 7.5% | +0.7% |
| 2 | Chicago Partners Investment Group LLC | 192,679 | $17.4M | 0.3% | 6.7% | +0.3% |
| 3 | Baird Financial Group, Inc. | 143,758 | $13.4M | 0.0% | 5% | +3.1% |
| 4 | Private Advisory Group LLC | 137,561 | $12.8M | 0.7% | 4.7% | -27.3% |
| 5 | MORGAN STANLEY | 112,881 | $10.5M | 0.0% | 3.9% | +19.4% |
| 6 | WELLS FARGO & COMPANY/MN | 76,614 | $7.1M | 0.0% | 2.6% | -6.3% |
| 7 | &PARTNERS | 43,752 | $4.0M | 0.0% | 1.5% | +2.2% |
| 8 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 35,391 | $3.3M | 0.0% | 1.2% | -1.2% |
| 9 | RAYMOND JAMES FINANCIAL INC | 34,600 | $3.2M | 0.0% | 1.2% | -38.1% |
| 10 | Integrated Wealth Concepts LLCNEW | 26,423 | $2.5M | 0.0% | 0.9% | new |
| 11 | JONES FINANCIAL COMPANIES LLLP | 23,912 | $2.2M | 0.0% | 0.8% | +27.4% |
| 12 | GOLDMAN SACHS GROUP INCNEW | 15,395 | $1.4M | 0.0% | 0.5% | new |
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 14,792 | $1.4M | 0.0% | 0.5% | new |
| 14 | TWO SIGMA INVESTMENTS, LP | 14,500 | $1.4M | 0.0% | 0.5% | +35.5% |
| 15 | OSAIC HOLDINGS, INC. | 13,790 | $1.3M | 0.0% | 0.5% | +29.8% |
| 16 | NORTHBRIDGE FINANCIAL GROUP, LLC | 12,565 | $1.2M | 0.4% | 0.4% | -13.0% |
| 17 | Sanctuary Advisors, LLC | 12,283 | $1.1M | 0.0% | 0.4% | +9.0% |
| 18 | BANK OF AMERICA CORP /DE/ | 12,234 | $1.1M | 0.0% | 0.4% | -6.5% |
| 19 | Texas Yale Capital Corp. | 11,615 | $1.1M | 0.0% | 0.4% | -9.4% |
| 20 | UBS Group AG | 11,607 | $1.1M | 0.0% | 0.4% | -2.6% |
| 21 | Allworth Financial LP | 11,424 | $1.1M | 0.0% | 0.4% | +0.1% |
| 22 | STIFEL FINANCIAL CORP | 9,444 | $879,386 | 0.0% | 0.3% | -1.0% |
| 23 | SMITH, MOORE & CO. | 8,862 | $825,125 | 0.1% | 0.3% | 0.0% |
| 24 | Apollon Wealth Management, LLC | 8,736 | $813,409 | 0.0% | 0.3% | -2.6% |
| 25 | Cetera Investment Advisers | 8,355 | $777,907 | 0.0% | 0.3% | -1.8% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.