Who owns First Trust Dow Jones Select MicroCap Index Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FDM from SEC Form 13F filings across 92 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 92 institutions disclosed 1.7M shares of First Trust Dow Jones Select MicroCap Index Fund worth $159.8M — about 59.4% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
92
13F holders
$159.8M
value, 2026 filers
59.4%
of shares outstanding (1.7M sh)
16
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FDM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 215,856 | $20.1M | 0.0% | 7.5% | +0.7% |
| 2 | Chicago Partners Investment Group LLC | 192,679 | $17.4M | 0.3% | 6.7% | +0.3% |
| 3 | ARKANSAS FINANCIAL GROUP, INC. | 162,503 | $15.1M | 2.0% | 5.6% | -1.3% |
| 4 | Baird Financial Group, Inc. | 143,758 | $13.4M | 0.0% | 5% | +3.1% |
| 5 | Private Advisory Group LLC | 137,561 | $12.8M | 0.7% | 4.7% | -27.3% |
| 6 | MORGAN STANLEY | 112,881 | $10.5M | 0.0% | 3.9% | +19.4% |
| 7 | WELLS FARGO & COMPANY/MN | 76,614 | $7.1M | 0.0% | 2.6% | -6.3% |
| 8 | HB Wealth Management, LLC | 45,000 | $4.2M | 0.0% | 1.6% | 0.0% |
| 9 | &PARTNERS | 43,752 | $4.0M | 0.0% | 1.5% | +2.2% |
| 10 | Urban Financial Advisory Corp | 37,366 | $3.5M | 1.0% | 1.3% | +151.7% |
| 11 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 35,391 | $3.3M | 0.0% | 1.2% | -1.2% |
| 12 | RAYMOND JAMES FINANCIAL INC | 34,600 | $3.2M | 0.0% | 1.2% | -38.1% |
| 13 | Kendall Capital Management | 24,307 | $2.3M | 0.4% | 0.8% | 0.0% |
| 14 | JONES FINANCIAL COMPANIES LLLP | 23,912 | $2.2M | 0.0% | 0.8% | +27.4% |
| 15 | Envision Financial LLC | 20,984 | $2.0M | 0.9% | 0.7% | +68.8% |
| 16 | WESCAP Management Group, Inc. | 19,536 | $1.8M | 0.3% | 0.7% | -0.3% |
| 17 | Virtu Financial LLCNEW | 19,441 | $1.8M | 0.1% | 0.7% | new |
| 18 | GOLDMAN SACHS GROUP INCNEW | 15,395 | $1.4M | 0.0% | 0.5% | new |
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 14,792 | $1.4M | 0.0% | 0.5% | new |
| 20 | Bristlecone Value Partners, LLC | 14,565 | $1.4M | 1.1% | 0.5% | -5.8% |
| 21 | TWO SIGMA INVESTMENTS, LP | 14,500 | $1.4M | 0.0% | 0.5% | +35.5% |
| 22 | Noble Family Wealth, LLC | 14,205 | $1.3M | 0.2% | 0.5% | 0.0% |
| 23 | OSAIC HOLDINGS, INC. | 13,790 | $1.3M | 0.0% | 0.5% | +29.8% |
| 24 | Integrated Wealth Concepts LLCNEW | 13,231 | $1.2M | 0.0% | 0.5% | new |
| 25 | NORTHBRIDGE FINANCIAL GROUP, LLC | 12,565 | $1.2M | 0.4% | 0.4% | -13.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.