Who owns First Trust Emerging Markets AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FEM from SEC Form 13F filings across 154 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 154 institutions disclosed 18.6M shares of First Trust Emerging Markets AlphaDEX Fund worth $573.3M — about 98.6% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
154
13F holders
$573.3M
value, 2026 filers
98.6%
of shares outstanding (18.6M sh)
33
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FEM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3.0M | $96.1M | 0.0% | 16% | +11.5% |
| 2 | LPL Financial LLC | 2.3M | $72.3M | 0.0% | 12% | +27.5% |
| 3 | WELLS FARGO & COMPANY/MN | 1.5M | $47.1M | 0.0% | 7.8% | +9.2% |
| 4 | BANK OF AMERICA CORP /DE/ | 1.3M | $42.3M | 0.0% | 7% | +1.4% |
| 5 | ENVESTNET ASSET MANAGEMENT INC | 875,590 | $28.0M | 0.0% | 4.7% | +3.1% |
| 6 | ROYAL BANK OF CANADA | 805,899 | $25.8M | 0.0% | 4.3% | -3.3% |
| 7 | FIRST TRUST ADVISORS LP | 671,879 | $21.5M | 0.0% | 3.6% | -11.4% |
| 8 | UBS Group AG | 647,068 | $20.7M | 0.0% | 3.4% | -4.5% |
| 9 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 636,366 | $20.4M | 0.3% | 3.4% | +3.1% |
| 10 | RAYMOND JAMES FINANCIAL INC | 582,966 | $18.6M | 0.0% | 3.1% | +31.0% |
| 11 | TCP Asset Management, LLC | 455,273 | $14.6M | 1.7% | 2.4% | +3.4% |
| 12 | Sanctuary Advisors, LLC | 369,789 | $11.8M | 0.0% | 2% | -2.7% |
| 13 | Cambridge Investment Research Advisors, Inc. | 362,697 | $11,602 | 0.0% | 1.9% | -18.3% |
| 14 | Cetera Investment Advisers | 360,031 | $11.5M | 0.0% | 1.9% | -1.6% |
| 15 | ASSETMARK, INC | 356,467 | $11.4M | 0.0% | 1.9% | +11.0% |
| 16 | STATE OF WISCONSIN INVESTMENT BOARD | 313,808 | $10.0M | 0.0% | 1.7% | 0.0% |
| 17 | Bank of New York Mellon Corp | 223,082 | $7.1M | 0.0% | 1.2% | -2.2% |
| 18 | BENJAMIN EDWARDS INC | 148,318 | $4.7M | 0.0% | 0.8% | +5.1% |
| 19 | GREENUP STREET WEALTH MANAGEMENT LLC | 137,010 | $4.4M | 0.5% | 0.7% | +0.1% |
| 20 | HighTower Advisors, LLC | 134,457 | $4.3M | 0.0% | 0.7% | -10.9% |
| 21 | HARBOUR INVESTMENTS, INC. | 134,363 | $4.3M | 0.1% | 0.7% | +127.8% |
| 22 | Atria Investments, Inc | 124,183 | $4.0M | 0.0% | 0.7% | +4.8% |
| 23 | IFP Advisors, Inc | 117,309 | $3.8M | 0.1% | 0.6% | +8.4% |
| 24 | Integrated Wealth Concepts LLC | 115,286 | $3.7M | 0.0% | 0.6% | +372.9% |
| 25 | Kingsview Wealth Management, LLC | 110,800 | $3.5M | 0.0% | 0.6% | +19.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.