Who owns First Trust Emerging Markets Small Cap AlphaDEX Fund?
Institutional ownership of FEMS from SEC Form 13F filings across 52 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
52
13F holders
$114.7M
value, 2026 filers
44.3%
of shares outstanding (2.6M sh)
7
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FEMS's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 466,103 | $21.3M | 0.0% | 8.1% | -6.7% |
| 2 | WELLS FARGO & COMPANY/MN | 443,087 | $20.2M | 0.0% | 7.7% | +13.1% |
| 3 | LPL Financial LLC | 272,507 | $12.4M | 0.0% | 4.7% | +12.3% |
| 4 | RAYMOND JAMES FINANCIAL INC | 201,773 | $9.2M | 0.0% | 3.5% | -8.4% |
| 5 | Arax Advisory Partners | 146,406 | $6.7M | 0.0% | 2.5% | +8.4% |
| 6 | JONES FINANCIAL COMPANIES LLLP | 98,949 | $4.5M | 0.0% | 1.7% | +3.8% |
| 7 | VestGen Advisors, LLC | 76,378 | $3.5M | 0.1% | 1.3% | +4.4% |
| 8 | Cetera Investment Advisers | 74,935 | $3.4M | 0.0% | 1.3% | +1.0% |
| 9 | Archer Investment Corp | 71,600 | $3.3M | 0.6% | 1.2% | +3.6% |
| 10 | Baird Financial Group, Inc. | 68,862 | $3.1M | 0.0% | 1.2% | +68.4% |
| 11 | ROYAL BANK OF CANADA | 60,500 | $2.8M | 0.0% | 1% | +15.3% |
| 12 | HBW ADVISORY SERVICES LLC | 56,030 | $2.6M | 0.2% | 1% | +9.3% |
| 13 | STIFEL FINANCIAL CORP | 51,866 | $2.4M | 0.0% | 0.9% | +3.1% |
| 14 | OLD MISSION CAPITAL LLC | 49,671 | $2.3M | 0.0% | 0.9% | +193.8% |
| 15 | UBS Group AG | 44,940 | $2.1M | 0.0% | 0.8% | -10.6% |
| 16 | Cornerstone Planning Group LLC | 44,430 | $2.0M | 0.3% | 0.8% | -7.3% |
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 40,646 | $1.9M | 0.0% | 0.7% | -2.8% |
| 18 | OSAIC HOLDINGS, INC. | 35,890 | $1.6M | 0.0% | 0.6% | +16.4% |
| 19 | Cambridge Investment Research Advisors, Inc. | 29,709 | $1,357 | 0.0% | 0.5% | +1.5% |
| 20 | Steward Partners Investment Advisory, LLC | 29,367 | $1.3M | 0.0% | 0.5% | +133.8% |
| 21 | SFI Advisors, LLC | 16,084 | $734,436 | 0.6% | 0.3% | 0.0% |
| 22 | CAPTRUST FINANCIAL ADVISORS | 15,804 | $721,628 | 0.0% | 0.3% | +0.6% |
| 23 | CITADEL ADVISORS LLC | 14,478 | $661,102 | 0.0% | 0.3% | -39.6% |
| 24 | MML INVESTORS SERVICES, LLC | 14,340 | $654,802 | 0.0% | 0.2% | +7.0% |
| 25 | RVW Wealth, LLC | 13,618 | $621,844 | 0.0% | 0.2% | +0.1% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.