Who owns First Trust Germany AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FGM from SEC Form 13F filings across 25 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 25 institutions disclosed 1.4M shares of First Trust Germany AlphaDEX Fund worth $87.9M — about 90.8% of shares outstanding; the largest disclosed holder is FIRST TRUST ADVISORS LP. Source: SEC Form 13F filings, parsed by EvidInvest.
25
13F holders
$87.9M
value, 2026 filers
90.8%
of shares outstanding (1.4M sh)
3
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FGM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 1.0M | $66.0M | 0.0% | 66.8% | +12.4% |
| 2 | &PARTNERS | 122,858 | $7.8M | 0.0% | 7.9% | +3.3% |
| 3 | Advisory Services Network, LLC | 66,562 | $4.2M | 0.0% | 4.3% | +13.4% |
| 4 | MEITAV INVESTMENT HOUSE LTD | 52,000 | $3.3M | 0.0% | 3.3% | 0.0% |
| 5 | FLOW TRADERS U.S. LLC | 28,756 | $1,825 | 0.1% | 1.8% | +291.8% |
| 6 | COTTONWOOD CAPITAL ADVISORS, LLC | 20,441 | $1.3M | 0.8% | 1.3% | +2.2% |
| 7 | RAYMOND JAMES FINANCIAL INC | 16,230 | $1.0M | 0.0% | 1% | +6.8% |
| 8 | CITADEL ADVISORS LLC | 11,448 | $726,597 | 0.0% | 0.7% | -79.4% |
| 9 | Transamerica Financial Advisors, LLC | 10,682 | $678,022 | 0.1% | 0.7% | -6.6% |
| 10 | Genesee Capital Advisors, LLC | 9,136 | $579,856 | 0.2% | 0.6% | 0.0% |
| 11 | GTS SECURITIES LLC | 5,839 | $370,595 | 0.0% | 0.4% | -87.7% |
| 12 | OSAIC HOLDINGS, INC. | 5,812 | $368,806 | 0.0% | 0.4% | +0.9% |
| 13 | MORGAN STANLEY | 5,507 | $349,549 | 0.0% | 0.4% | 0.0% |
| 14 | Bright Futures Wealth Management, LLC.NEW | 3,912 | $248,292 | 0.2% | 0.3% | new |
| 15 | Cetera Investment Advisers | 3,893 | $247,093 | 0.0% | 0.3% | -16.5% |
| 16 | Unique Wealth Strategies, LLCNEW | 3,583 | $227,410 | 0.1% | 0.2% | new |
| 17 | Waverly Advisors, LLC | 3,456 | $219,350 | 0.0% | 0.2% | 0.0% |
| 18 | Golden State Wealth Management, LLC | 1,060 | $67,317 | 0.0% | 0.1% | 0.0% |
| 19 | UBS Group AG | 1,059 | $67,214 | 0.0% | 0.1% | +837.2% |
| 20 | IFP Advisors, Inc | 608 | $38,589 | 0.0% | 0% | +1.0% |
| 21 | Farther Finance Advisors, LLC | 319 | $20,247 | 0.0% | 0% | 0.0% |
| 22 | CREATIVE FINANCIAL DESIGNS INC /ADV | 203 | $12,870 | 0.0% | 0% | +1.5% |
| 23 | FMR LLC | 123 | $7,813 | 0.0% | 0% | -0.8% |
| 24 | ASSETMARK, INC | 26 | $1,650 | 0.0% | 0% | 0.0% |
| 25 | WELLS FARGO & COMPANY/MNNEW | 14 | $889 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.