Who owns Nicholas Fixed Income Alternative ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FIAX from SEC Form 13F filings across 12 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 12 institutions disclosed 6.4M shares of Nicholas Fixed Income Alternative ETF worth $112.0M — about 84.1% of shares outstanding; the largest disclosed holder is Tredje AP-fonden. Source: SEC Form 13F filings, parsed by EvidInvest.
12
13F holders
$112.0M
value, 2026 filers
84.1%
of shares outstanding (6.4M sh)
2
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FIAX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | Tredje AP-fonden | 4.9M | $86.9M | 0.4% | 65.3% | 0.0% |
| 2 | Nicholas Wealth, LLC. | 601,009 | $10.6M | 5.8% | 7.9% | -6.3% |
| 3 | AE Wealth Management LLC | 524,994 | $9.2M | 0.0% | 6.9% | -5.4% |
| 4 | SMART Wealth LLC | 132,287 | $2.3M | 0.5% | 1.7% | -5.2% |
| 5 | Authentikos Wealth Advisory, LLC | 47,557 | $837,098 | 0.5% | 0.6% | -7.7% |
| 6 | Centric Wealth Management | 41,507 | $731,353 | 0.1% | 0.5% | 0.0% |
| 7 | JANE STREET GROUP, LLC | 25,172 | $443,078 | 0.0% | 0.3% | -33.3% |
| 8 | GOLDMAN SACHS GROUP INCNEW | 21,657 | $381,207 | 0.0% | 0.3% | new |
| 9 | ZEGA Investments, LLC | 16,044 | $282,399 | 0.0% | 0.2% | -78.4% |
| 10 | Kovack Advisors, Inc. | 11,590 | $203,987 | 0.0% | 0.2% | +5.5% |
| 11 | MORGAN STANLEY | 2,576 | $45,352 | 0.0% | 0% | 0.0% |
| 12 | Luminist Capital LLCNEW | 2,397 | $42,192 | 0.0% | 0% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.