Who owns First Trust Smith Opportunistic Fixed Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FIXD from SEC Form 13F filings across 318 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 318 institutions disclosed 59.1M shares of First Trust Smith Opportunistic Fixed Income ETF worth $2.57B — about 77% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
318
13F holders
$2.57B
value, 2026 filers
77%
of shares outstanding (59.1M sh)
33
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FIXD's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 9.3M | $404.3M | 0.0% | 12.1% | +4.1% |
| 2 | LPL Financial LLC | 7.2M | $315.8M | 0.1% | 9.4% | -10.5% |
| 3 | WELLS FARGO & COMPANY/MN | 4.8M | $207.4M | 0.0% | 6.2% | -20.1% |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 2.3M | $101.1M | 0.0% | 3% | +2.5% |
| 5 | RAYMOND JAMES FINANCIAL INC | 2.2M | $94.6M | 0.0% | 2.8% | -23.0% |
| 6 | AMERIPRISE FINANCIAL INC | 1.7M | $74.6M | 0.0% | 2.2% | -26.1% |
| 7 | HighTower Advisors, LLC | 1.6M | $70.1M | 0.1% | 2.1% | -2.0% |
| 8 | UBS Group AG | 1.5M | $66.8M | 0.0% | 2% | -0.3% |
| 9 | ROYAL BANK OF CANADA | 1.5M | $66.3M | 0.0% | 2% | -1.1% |
| 10 | TRUIST FINANCIAL CORP | 1.2M | $54.1M | 0.1% | 1.6% | +3.0% |
| 11 | NewEdge Advisors, LLC | 1.1M | $46.8M | 0.1% | 1.4% | +47.4% |
| 12 | BANK OF AMERICA CORP /DE/ | 943,810 | $41.2M | 0.0% | 1.2% | +3.1% |
| 13 | Cetera Investment Advisers | 940,552 | $41.0M | 0.0% | 1.2% | -0.5% |
| 14 | Geneos Wealth Management Inc. | 887,302 | $38.7M | 0.8% | 1.2% | +3.6% |
| 15 | &PARTNERS | 819,967 | $35.4M | 0.1% | 1.1% | +12.1% |
| 16 | OSAIC HOLDINGS, INC. | 807,975 | $35.2M | 0.0% | 1.1% | +6.4% |
| 17 | GDS Wealth Management | 783,681 | $34.2M | 1.6% | 1% | +14.3% |
| 18 | Arax Advisory Partners | 723,246 | $31.5M | 0.2% | 0.9% | +13.2% |
| 19 | Cambridge Investment Research Advisors, Inc. | 673,233 | $29.4M | 0.1% | 0.9% | -12.0% |
| 20 | Great Lakes Retirement, Inc. | 654,829 | $28.6M | 2.5% | 0.9% | +2.6% |
| 21 | PARK NATIONAL CORP /OH/ | 630,782 | $27.5M | 0.8% | 0.8% | +28.8% |
| 22 | Thrivent Financial for Lutherans | 609,036 | $26.6M | 0.0% | 0.8% | -17.6% |
| 23 | Baird Financial Group, Inc. | 602,672 | $26.3M | 0.0% | 0.8% | +12.0% |
| 24 | Prospera Financial Services Inc | 526,865 | $23.0M | 0.3% | 0.7% | -1.7% |
| 25 | STIFEL FINANCIAL CORP | 514,423 | $22.4M | 0.0% | 0.7% | -9.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.