Who owns First Trust Japan AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FJP from SEC Form 13F filings across 103 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 103 institutions disclosed 2.8M shares of First Trust Japan AlphaDEX Fund worth $211.1M — about 82.6% of shares outstanding; the largest disclosed holder is OSAIC HOLDINGS, INC.. Source: SEC Form 13F filings, parsed by EvidInvest.
103
13F holders
$211.1M
value, 2026 filers
82.6%
of shares outstanding (2.8M sh)
24
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FJP's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | OSAIC HOLDINGS, INC. | 724,625 | $55.3M | 0.1% | 21.4% | -1.5% |
| 2 | LPL Financial LLC | 284,735 | $21.7M | 0.0% | 8.4% | +9.4% |
| 3 | MORGAN STANLEY | 241,098 | $18.4M | 0.0% | 7.1% | -1.0% |
| 4 | ENVESTNET ASSET MANAGEMENT INC | 224,636 | $17.1M | 0.0% | 6.6% | +2.7% |
| 5 | Cetera Investment Advisers | 129,232 | $9.9M | 0.0% | 3.8% | +3.9% |
| 6 | Rathbones Group PLC | 97,284 | $7.4M | 0.0% | 2.9% | +1.1% |
| 7 | RAYMOND JAMES FINANCIAL INC | 94,787 | $7.2M | 0.0% | 2.8% | +7.7% |
| 8 | ASSETMARK, INC | 93,075 | $7.1M | 0.0% | 2.7% | +8.0% |
| 9 | Farther Finance Advisors, LLC | 84,743 | $6.5M | 0.1% | 2.5% | +637.7% |
| 10 | Guild Investment Management, Inc.NEW | 56,990 | $4.3M | 3.0% | 1.7% | new |
| 11 | Cambridge Investment Research Advisors, Inc. | 54,887 | $4.2M | 0.0% | 1.6% | -6.9% |
| 12 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 52,877 | $4.0M | 0.0% | 1.6% | -2.1% |
| 13 | Holistic Financial Partners | 41,735 | $3.2M | 1.9% | 1.2% | -39.7% |
| 14 | BENJAMIN EDWARDS INC | 39,196 | $3.0M | 0.0% | 1.2% | +4.1% |
| 15 | STIFEL FINANCIAL CORP | 38,071 | $2.9M | 0.0% | 1.1% | +2.5% |
| 16 | Coppell Advisory Solutions LLCNEW | 34,835 | $3,991 | 0.0% | 1% | new |
| 17 | FLOW TRADERS U.S. LLCNEW | 30,808 | $2.4M | 0.1% | 0.9% | new |
| 18 | CITADEL ADVISORS LLC | 28,635 | $2.2M | 0.0% | 0.8% | +54.9% |
| 19 | Prospera Financial Services Inc | 24,315 | $1.9M | 0.0% | 0.7% | -3.8% |
| 20 | Janney Montgomery Scott LLC | 23,891 | $1.8M | 0.0% | 0.7% | +8.1% |
| 21 | IFP Advisors, Inc | 23,791 | $1.8M | 0.0% | 0.7% | -4.6% |
| 22 | Gateway Wealth Partners, LLC | 23,222 | $1.8M | 0.1% | 0.7% | -38.5% |
| 23 | Transamerica Financial Advisors, LLC | 22,399 | $1.7M | 0.1% | 0.7% | -16.5% |
| 24 | Bank of New York Mellon Corp | 20,564 | $1.6M | 0.0% | 0.6% | +2.0% |
| 25 | HighTower Advisors, LLC | 18,676 | $1.4M | 0.0% | 0.6% | -48.4% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.