Who owns Flaherty & Crumrine Total Return Fund Inc.?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FLC from SEC Form 13F filings across 50 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 50 institutions disclosed 3.6M shares of Flaherty & Crumrine Total Return Fund Inc. worth $60.9M — about 34.5% of shares outstanding; the largest disclosed holder is SIT INVESTMENT ASSOCIATES INC. Source: SEC Form 13F filings, parsed by EvidInvest.
50
13F holders
$60.9M
value, 2026 filers
34.5%
of shares outstanding (3.6M sh)
11
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FLC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1.3M | $21.5M | 0.4% | 12.2% | +7.8% |
| 2 | BANK OF AMERICA CORP /DE/ | 261,186 | $4.4M | 0.0% | 2.5% | -4.8% |
| 3 | Hennion & Walsh Asset Management, Inc. | 241,468 | $4.1M | 0.1% | 2.3% | +21.2% |
| 4 | Advisors Asset Management, Inc. | 230,907 | $3.9M | 0.1% | 2.2% | -2.7% |
| 5 | Noble Wealth Management PBC | 225,747 | $3.8M | 1.7% | 2.2% | +3.8% |
| 6 | Sowell Financial Services LLC | 204,611 | $3.5M | 0.1% | 2% | -1.5% |
| 7 | LPL Financial LLC | 157,596 | $2.7M | 0.0% | 1.5% | +0.7% |
| 8 | Invesco Ltd. | 129,884 | $2.2M | 0.0% | 1.2% | +4.1% |
| 9 | Smith Asset Management Co., LLC | 124,011 | $2.1M | 1.6% | 1.2% | -1.7% |
| 10 | GUGGENHEIM CAPITAL LLC | 100,671 | $1.7M | 0.0% | 1% | +4.9% |
| 11 | MORGAN STANLEY | 97,218 | $1.6M | 0.0% | 0.9% | +4.5% |
| 12 | CEERA INVESTMENTS, LLC | 69,930 | $1.2M | 0.5% | 0.7% | +107.7% |
| 13 | Fiera Capital Corp | 69,761 | $1.2M | 0.0% | 0.7% | +2.8% |
| 14 | Closed-End Fund Advisors, Inc. | 46,527 | $786,306 | 0.8% | 0.4% | +3.2% |
| 15 | Focus Partners Wealth | 43,334 | $732,347 | 0.0% | 0.4% | +0.5% |
| 16 | WELLS FARGO & COMPANY/MN | 42,360 | $715,888 | 0.0% | 0.4% | -4.3% |
| 17 | Baird Financial Group, Inc. | 40,379 | $682,405 | 0.0% | 0.4% | -1.5% |
| 18 | Farther Finance Advisors, LLC | 25,354 | $428,483 | 0.0% | 0.2% | +7062.1% |
| 19 | SEAMOUNT FINANCIAL GROUP INC | 20,790 | $351,355 | 0.1% | 0.2% | 0.0% |
| 20 | OSAIC HOLDINGS, INC. | 19,468 | $329,026 | 0.0% | 0.2% | +13.6% |
| 21 | Mallini Complete Financial Planning LLC | 18,752 | $316,923 | 0.2% | 0.2% | +1.0% |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLPNEW | 17,578 | $297,068 | 0.0% | 0.2% | new |
| 23 | RAYMOND JAMES FINANCIAL INC | 16,782 | $283,616 | 0.0% | 0.2% | +0.1% |
| 24 | READYSTATE ASSET MANAGEMENT LPNEW | 15,420 | $260,598 | 0.0% | 0.1% | new |
| 25 | HighTower Advisors, LLC | 14,650 | $247,585 | 0.0% | 0.1% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.