Who owns First Trust Mortgage Income Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FMY from SEC Form 13F filings across 15 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 15 institutions disclosed 2.5M shares of First Trust Mortgage Income Fund worth $2.8M — about 59.7% of shares outstanding; the largest disclosed holder is SIT INVESTMENT ASSOCIATES INC. Source: SEC Form 13F filings, parsed by EvidInvest.
15
13F holders
$2.8M
value, 2026 filers
59.7%
of shares outstanding (2.5M sh)
2
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FMY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 2.3M | $26,832 | 0.5% | 54.2% | -0.1% |
| 2 | 1607 Capital Partners, LLC | 61,582 | $724,204 | 0.1% | 1.5% | 0.0% |
| 3 | JONES FINANCIAL COMPANIES LLLP | 52,668 | $626,749 | 0.0% | 1.3% | +214.3% |
| 4 | Noble Wealth Management PBC | 47,993 | $564,398 | 0.3% | 1.1% | -14.2% |
| 5 | UHLMANN PRICE SECURITIES, LLC | 29,481 | $346,711 | 0.0% | 0.7% | +22.5% |
| 6 | Cresset Asset Management, LLC | 14,100 | $165,816 | 0.0% | 0.3% | 0.0% |
| 7 | MORGAN STANLEY | 13,840 | $162,761 | 0.0% | 0.3% | -13.8% |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,408 | $134,158 | 0.0% | 0.3% | +0.2% |
| 9 | OSAIC HOLDINGS, INC. | 900 | $10,584 | 0.0% | 0% | -67.2% |
| 10 | UBS Group AG | 713 | $8,385 | 0.0% | 0% | +22.5% |
| 11 | GHP Investment Advisors, Inc. | 400 | $4,704 | 0.0% | 0% | 0.0% |
| 12 | HIGHLINE WEALTH PARTNERS LLC | 300 | $3,528 | 0.0% | 0% | 0.0% |
| 13 | LifeSteps Financial, Inc.NEW | 175 | $2,058 | 0.0% | 0% | new |
| 14 | Clear Street Group Inc.NEW | 32 | $376 | 0.0% | 0% | new |
| 15 | WELLS FARGO & COMPANY/MN | 1 | $10 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.