Who owns First Trust Mid Cap Value AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FNK from SEC Form 13F filings across 58 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 58 institutions disclosed 2.6M shares of First Trust Mid Cap Value AlphaDEX Fund worth $159.0M — about 73.9% of shares outstanding; the largest disclosed holder is TOTAL INVESTMENT MANAGEMENT INC. Source: SEC Form 13F filings, parsed by EvidInvest.
58
13F holders
$159.0M
value, 2026 filers
73.9%
of shares outstanding (2.6M sh)
8
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FNK's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | TOTAL INVESTMENT MANAGEMENT INC | 1.3M | $80.9M | 8.5% | 36.6% | -4.9% |
| 2 | WELLS FARGO & COMPANY/MN | 260,747 | $16.0M | 0.0% | 7.5% | +0.8% |
| 3 | MORGAN STANLEY | 249,492 | $15.3M | 0.0% | 7.2% | +5.9% |
| 4 | LPL Financial LLC | 143,041 | $8.8M | 0.0% | 4.1% | +4.0% |
| 5 | Cetera Investment Advisers | 130,373 | $8.0M | 0.0% | 3.7% | +23.5% |
| 6 | Kingsview Wealth Management, LLC | 64,005 | $3.9M | 0.0% | 1.8% | +2.1% |
| 7 | RAYMOND JAMES FINANCIAL INC | 53,954 | $3.3M | 0.0% | 1.5% | -8.2% |
| 8 | UBS Group AG | 50,793 | $3.1M | 0.0% | 1.5% | -0.7% |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,836 | $2.9M | 0.0% | 1.3% | +68.2% |
| 10 | OSAIC HOLDINGS, INC. | 45,769 | $2.8M | 0.0% | 1.3% | -9.3% |
| 11 | JONES FINANCIAL COMPANIES LLLP | 41,807 | $2.6M | 0.0% | 1.2% | +12.6% |
| 12 | Equitable Holdings, Inc. | 20,458 | $1.3M | 0.0% | 0.6% | -1.6% |
| 13 | Cambridge Investment Research Advisors, Inc. | 17,016 | $1,043 | 0.0% | 0.5% | -1.2% |
| 14 | ROYAL BANK OF CANADA | 16,630 | $1.0M | 0.0% | 0.5% | -27.5% |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 15,306 | $938,432 | 0.0% | 0.4% | -6.8% |
| 16 | &PARTNERS | 13,802 | $846,224 | 0.0% | 0.4% | +139.4% |
| 17 | Keel Point, LLCNEW | 11,686 | $716,502 | 0.0% | 0.3% | new |
| 18 | ARS Wealth Advisors Group, LLC | 11,490 | $704,487 | 0.1% | 0.3% | 0.0% |
| 19 | Stratos Wealth Partners, LTD. | 9,917 | $608,055 | 0.0% | 0.3% | -5.1% |
| 20 | Kestra Advisory Services, LLC | 9,369 | $574,402 | 0.0% | 0.3% | -9.3% |
| 21 | Private Advisor Group, LLC | 8,269 | $507,009 | 0.0% | 0.2% | +0.2% |
| 22 | LEVEL FOUR ADVISORY SERVICES, LLC | 5,614 | $344,228 | 0.0% | 0.2% | 0.0% |
| 23 | BENJAMIN EDWARDS INC | 5,334 | $327,273 | 0.0% | 0.2% | +0.2% |
| 24 | Janney Montgomery Scott LLC | 4,888 | $300 | 0.0% | 0.1% | -3.1% |
| 25 | Ashton Thomas Private Wealth, LLC | 4,763 | $292,027 | 0.0% | 0.1% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.