Who owns FT Vest U.S. Equity Buffer ETF - November?
Institutional ownership of FNOV from SEC Form 13F filings across 109 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
109
13F holders
$207.4M
value, 2026 filers
18%
of shares outstanding (3.7M sh)
12
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FNOV's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 434,282 | $25.4M | 0.0% | 2.1% | -43.4% |
| 2 | Cetera Investment Advisers | 330,216 | $19.3M | 0.0% | 1.6% | -35.7% |
| 3 | LPL Financial LLC | 316,530 | $18.5M | 0.0% | 1.6% | +11.1% |
| 4 | ASSETMARK, INC | 280,922 | $16.4M | 0.0% | 1.4% | +6.8% |
| 5 | OSAIC HOLDINGS, INC. | 245,042 | $14.3M | 0.0% | 1.2% | +3.5% |
| 6 | RAYMOND JAMES FINANCIAL INC | 227,401 | $13.3M | 0.0% | 1.1% | -6.1% |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | 139,623 | $8.2M | 0.0% | 0.7% | -8.8% |
| 8 | REAP Financial Group, LLC | 92,538 | $5.4M | 0.9% | 0.5% | -2.1% |
| 9 | MML INVESTORS SERVICES, LLC | 82,509 | $4.8M | 0.0% | 0.4% | +23.0% |
| 10 | Kestra Advisory Services, LLC | 65,397 | $3.8M | 0.0% | 0.3% | -24.1% |
| 11 | Cambridge Investment Research Advisors, Inc. | 59,514 | $3,481 | 0.0% | 0.3% | -3.3% |
| 12 | OneDigital Investment Advisors LLC | 59,138 | $3.5M | 0.0% | 0.3% | +0.3% |
| 13 | Mariner, LLC | 57,983 | $3.4M | 0.0% | 0.3% | -2.5% |
| 14 | DHJJ Financial Advisors, Ltd. | 57,902 | $3.4M | 1.0% | 0.3% | -1.7% |
| 15 | Bleakley Financial Group, LLC | 50,115 | $2.9M | 0.0% | 0.2% | 0.0% |
| 16 | OLD MISSION CAPITAL LLC | 48,373 | $2.8M | 0.0% | 0.2% | +1020.8% |
| 17 | Integrated Wealth Concepts LLC | 47,102 | $2.8M | 0.0% | 0.2% | -5.1% |
| 18 | KINTRA WEALTH, LLC | 46,195 | $2.8M | 0.1% | 0.2% | -2.6% |
| 19 | HARBOUR INVESTMENTS, INC. | 45,467 | $2.7M | 0.0% | 0.2% | -12.9% |
| 20 | Steward Partners Investment Advisory, LLC | 45,259 | $2.6M | 0.0% | 0.2% | -1.2% |
| 21 | Keystone Wealth Services, LLC | 44,484 | $2.6M | 0.5% | 0.2% | -2.2% |
| 22 | MGO ONE SEVEN LLC | 42,141 | $2.5M | 0.0% | 0.2% | -4.2% |
| 23 | Janney Montgomery Scott LLC | 38,773 | $2,268 | 0.0% | 0.2% | -9.3% |
| 24 | Integrated Advisors Network LLC | 38,701 | $2.3M | 0.1% | 0.2% | -1.1% |
| 25 | Arkadios Wealth Advisors | 35,573 | $2.1M | 0.0% | 0.2% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.