Who owns First Trust Mid Cap Core AlphaDEX Fund?
Institutional ownership of FNX from SEC Form 13F filings across 155 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
155
13F holders
$855.3M
value, 2026 filers
60.3%
of shares outstanding (5.9M sh)
15
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FNX's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1.1M | $162.7M | 0.0% | 11.3% | +2.8% |
| 2 | LPL Financial LLC | 1.0M | $152.3M | 0.0% | 10.6% | +8.1% |
| 3 | WELLS FARGO & COMPANY/MN | 708,174 | $103.6M | 0.0% | 7.2% | -1.6% |
| 4 | RAYMOND JAMES FINANCIAL INC | 438,102 | $64.1M | 0.0% | 4.4% | -0.8% |
| 5 | ROYAL BANK OF CANADA | 295,647 | $43.3M | 0.0% | 3% | +7.9% |
| 6 | Cetera Investment Advisers | 209,531 | $30.7M | 0.0% | 2.1% | +5.8% |
| 7 | BANK OF AMERICA CORP /DE/ | 208,405 | $30.5M | 0.0% | 2.1% | +1.4% |
| 8 | UBS Group AG | 199,156 | $29.1M | 0.0% | 2% | -4.1% |
| 9 | Baird Financial Group, Inc. | 160,820 | $23.5M | 0.0% | 1.6% | +2.4% |
| 10 | HighTower Advisors, LLC | 121,039 | $17.7M | 0.0% | 1.2% | +0.3% |
| 11 | STIFEL FINANCIAL CORP | 89,452 | $13.1M | 0.0% | 0.9% | -1.6% |
| 12 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 79,122 | $11.6M | 0.0% | 0.8% | +3.6% |
| 13 | Kestra Advisory Services, LLC | 73,328 | $10.7M | 0.0% | 0.7% | -0.8% |
| 14 | PERRYMAN FINANCIAL ADVISORY INC /AD | 71,100 | $10.4M | 1.4% | 0.7% | -49.4% |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 68,565 | $10.0M | 0.0% | 0.7% | +1.7% |
| 16 | Cambridge Investment Research Advisors, Inc. | 67,339 | $9,855 | 0.0% | 0.7% | +98.5% |
| 17 | Chicago Partners Investment Group LLC | 59,338 | $8.5M | 0.2% | 0.6% | -1.2% |
| 18 | OSAIC HOLDINGS, INC. | 52,136 | $7.6M | 0.0% | 0.5% | -3.6% |
| 19 | KESTRA PRIVATE WEALTH SERVICES, LLC | 47,086 | $6.9M | 0.1% | 0.5% | +1.0% |
| 20 | Sanctuary Advisors, LLC | 45,154 | $6.6M | 0.0% | 0.5% | +4.5% |
| 21 | D.A. DAVIDSON & CO. | 44,427 | $6.5M | 0.0% | 0.5% | +0.1% |
| 22 | ENVESTNET ASSET MANAGEMENT INC | 40,474 | $5.9M | 0.0% | 0.4% | +6.4% |
| 23 | Stratos Wealth Partners, LTD. | 39,903 | $5.8M | 0.1% | 0.4% | +0.4% |
| 24 | &PARTNERS | 39,538 | $5.7M | 0.0% | 0.4% | +142.4% |
| 25 | Western Wealth Management, LLC | 38,903 | $5.7M | 0.2% | 0.4% | +3.2% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.