Who owns First Trust Mid Cap Growth AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FNY from SEC Form 13F filings across 128 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 128 institutions disclosed 4.0M shares of First Trust Mid Cap Growth AlphaDEX Fund worth $439.6M — about 67.3% of shares outstanding; the largest disclosed holder is LPL Financial LLC. Source: SEC Form 13F filings, parsed by EvidInvest.
128
13F holders
$439.6M
value, 2026 filers
67.3%
of shares outstanding (4.0M sh)
18
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FNY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 907,423 | $100.6M | 0.0% | 15.1% | +11.4% |
| 2 | MORGAN STANLEY | 485,370 | $53.8M | 0.0% | 8.1% | +18.2% |
| 3 | WELLS FARGO & COMPANY/MN | 482,443 | $53.5M | 0.0% | 8% | -19.9% |
| 4 | &PARTNERS | 197,544 | $22.6M | 0.1% | 3.3% | +30.4% |
| 5 | Cetera Investment Advisers | 188,546 | $20.9M | 0.0% | 3.1% | +6.5% |
| 6 | NewEdge Advisors, LLC | 182,925 | $20.3M | 0.1% | 3% | +655.4% |
| 7 | UBS Group AG | 130,332 | $14.4M | 0.0% | 2.2% | -1.7% |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 113,923 | $12.6M | 0.0% | 1.9% | +4.7% |
| 9 | RAYMOND JAMES FINANCIAL INC | 96,560 | $10.7M | 0.0% | 1.6% | -52.5% |
| 10 | OSAIC HOLDINGS, INC. | 74,422 | $8.3M | 0.0% | 1.2% | +7.5% |
| 11 | ROYAL BANK OF CANADA | 54,340 | $6.0M | 0.0% | 0.9% | +7.0% |
| 12 | GOLDMAN SACHS GROUP INC | 50,000 | $5.5M | 0.0% | 0.8% | 0.0% |
| 13 | Janney Montgomery Scott LLC | 47,486 | $5,264 | 0.0% | 0.8% | +0.6% |
| 14 | Kingsview Wealth Management, LLC | 46,077 | $5.1M | 0.1% | 0.8% | +10.2% |
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 43,805 | $4.9M | 0.0% | 0.7% | +8.9% |
| 16 | Steward Partners Investment Advisory, LLC | 42,023 | $4.7M | 0.0% | 0.7% | +15.8% |
| 17 | Equitable Holdings, Inc. | 41,242 | $4.6M | 0.0% | 0.7% | +59.5% |
| 18 | FIRST TRUST ADVISORS LPNEW | 40,709 | $4.5M | 0.0% | 0.7% | new |
| 19 | Private Advisor Group, LLC | 40,029 | $4.4M | 0.0% | 0.7% | +3.6% |
| 20 | Kestra Advisory Services, LLC | 38,521 | $4.3M | 0.0% | 0.6% | -0.6% |
| 21 | Wealth Management Partners, LLC | 36,714 | $4.1M | 1.0% | 0.6% | +0.9% |
| 22 | CITADEL ADVISORS LLCNEW | 34,999 | $3.9M | 0.0% | 0.6% | new |
| 23 | Cambridge Investment Research Advisors, Inc. | 34,267 | $3,799 | 0.0% | 0.6% | -74.7% |
| 24 | KCM INVESTMENT ADVISORS LLC | 33,223 | $3.7M | 0.1% | 0.6% | -7.2% |
| 25 | Anderson Financial Strategies, LLC | 30,550 | $3.2M | 1.7% | 0.5% | -4.3% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.