Who owns FT Vest U.S. Equity Buffer ETF - October?
Institutional ownership of FOCT from SEC Form 13F filings across 103 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
103
13F holders
$181.3M
value, 2026 filers
16.8%
of shares outstanding (3.7M sh)
15
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FOCT's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | ENVESTNET ASSET MANAGEMENT INC | 508,794 | $26.6M | 0.0% | 2.3% | -41.8% |
| 2 | RAYMOND JAMES FINANCIAL INC | 347,206 | $18.2M | 0.0% | 1.6% | -1.8% |
| 3 | ASSETMARK, INC | 313,660 | $16.4M | 0.0% | 1.4% | +6.2% |
| 4 | Bleakley Financial Group, LLC | 222,953 | $11.7M | 0.1% | 1% | -3.7% |
| 5 | OSAIC HOLDINGS, INC. | 193,909 | $10.1M | 0.0% | 0.9% | +6.7% |
| 6 | Cetera Investment Advisers | 174,244 | $9.1M | 0.0% | 0.8% | -50.7% |
| 7 | LPL Financial LLC | 147,109 | $7.7M | 0.0% | 0.7% | -19.7% |
| 8 | REAP Financial Group, LLC | 144,724 | $7.6M | 1.3% | 0.7% | -0.2% |
| 9 | COMMONWEALTH EQUITY SERVICES, LLC | 124,789 | $6.5M | 0.0% | 0.6% | -16.2% |
| 10 | MML INVESTORS SERVICES, LLC | 117,793 | $6.2M | 0.0% | 0.5% | +17.2% |
| 11 | Capital Analysts, LLC | 91,023 | $4,760 | 0.1% | 0.4% | -0.5% |
| 12 | Kestra Advisory Services, LLC | 82,954 | $4.3M | 0.0% | 0.4% | -22.6% |
| 13 | HARBOUR INVESTMENTS, INC. | 58,447 | $3.1M | 0.0% | 0.3% | -12.7% |
| 14 | Janney Montgomery Scott LLC | 47,045 | $2,460 | 0.0% | 0.2% | -0.8% |
| 15 | ROYAL BANK OF CANADA | 46,593 | $2.4M | 0.0% | 0.2% | -10.6% |
| 16 | SOA Wealth Advisors, LLC. | 44,068 | $2.3M | 0.4% | 0.2% | -0.2% |
| 17 | TRUIST FINANCIAL CORP | 43,268 | $2.3M | 0.0% | 0.2% | -11.0% |
| 18 | FIDUCIARY FINANCIAL ADVISORSNEW | 42,230 | $2.2M | 0.2% | 0.2% | new |
| 19 | Cambridge Investment Research Advisors, Inc. | 41,924 | $2,192 | 0.0% | 0.2% | -0.8% |
| 20 | Ameritas Advisory Services, LLC | 35,531 | $1.9M | 0.0% | 0.2% | +116.0% |
| 21 | FOUNDERS FINANCIAL SECURITIES LLC | 32,702 | $1.7M | 0.1% | 0.1% | -47.5% |
| 22 | INSIGNEO ADVISORY SERVICES, LLC | 31,466 | $1.6M | 0.1% | 0.1% | 0.0% |
| 23 | Rockefeller Capital Management L.P. | 30,502 | $1.6M | 0.0% | 0.1% | -13.6% |
| 24 | Brookstone Capital Management | 29,531 | $1.5M | 0.0% | 0.1% | -22.1% |
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,886 | $1.5M | 0.0% | 0.1% | -10.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.