Who owns First Trust Asia Pacific ex-Japan AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FPA from SEC Form 13F filings across 27 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 27 institutions disclosed 2.0M shares of First Trust Asia Pacific ex-Japan AlphaDEX Fund worth $108.7M — about 308.1% of shares outstanding; the largest disclosed holder is FIRST TRUST ADVISORS LP. Source: SEC Form 13F filings, parsed by EvidInvest.
27
13F holders
$108.7M
value, 2026 filers
308.1%
of shares outstanding (2.0M sh)
14
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FPA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LPNEW | 1.2M | $63.4M | 0.0% | 179.7% | new |
| 2 | W1M Asset Management Ltd | 270,250 | $14.4M | 0.1% | 41% | +5.8% |
| 3 | &PARTNERSNEW | 149,166 | $8.0M | 0.0% | 22.6% | new |
| 4 | Advisory Services Network, LLCNEW | 79,829 | $4.3M | 0.0% | 12.1% | new |
| 5 | LPL Financial LLC | 50,015 | $2.7M | 0.0% | 7.6% | -6.4% |
| 6 | Rathbones Group PLC | 45,737 | $2.4M | 0.0% | 6.9% | +8.4% |
| 7 | JANE STREET GROUP, LLC | 44,056 | $2.4M | 0.0% | 6.7% | +704.8% |
| 8 | RAYMOND JAMES FINANCIAL INCNEW | 23,655 | $1.3M | 0.0% | 3.6% | new |
| 9 | Dunhill Financial, LLC | 22,827 | $1.2M | 0.2% | 3.5% | -26.5% |
| 10 | Farther Finance Advisors, LLC | 21,233 | $1.1M | 0.0% | 3.2% | -2.1% |
| 11 | RPg Family Wealth Advisory, LLC | 18,722 | $1.0M | 0.2% | 2.8% | -2.0% |
| 12 | Risk Paradigm Group, LLC | 17,838 | $954,690 | 0.7% | 2.7% | -2.1% |
| 13 | CITADEL ADVISORS LLC | 15,743 | $842,565 | 0.0% | 2.4% | -14.1% |
| 14 | Transamerica Financial Advisors, LLCNEW | 14,598 | $781,313 | 0.1% | 2.2% | new |
| 15 | GeoWealth Management, LLCNEW | 13,771 | $737,024 | 0.0% | 2.1% | new |
| 16 | COTTONWOOD CAPITAL ADVISORS, LLCNEW | 13,327 | $713,261 | 0.4% | 2% | new |
| 17 | CIBC WORLD MARKET INC.NEW | 9,240 | $494,525 | 0.0% | 1.4% | new |
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,479 | $453,796 | 0.0% | 1.3% | -77.7% |
| 19 | OSAIC HOLDINGS, INC. | 6,748 | $361,063 | 0.0% | 1% | +95.7% |
| 20 | COMPASS FINANCIAL MANAGEMENT LLCNEW | 5,957 | $318,819 | 0.0% | 0.9% | new |
| 21 | COMMONWEALTH EQUITY SERVICES, LLCNEW | 4,675 | $250,210 | 0.0% | 0.7% | new |
| 22 | Unique Wealth Strategies, LLCNEW | 4,520 | $241,910 | 0.1% | 0.7% | new |
| 23 | TRUIST FINANCIAL CORPNEW | 3,844 | $205,754 | 0.0% | 0.6% | new |
| 24 | MORGAN STANLEY | 2,954 | $158,110 | 0.0% | 0.4% | +56.5% |
| 25 | Steward Partners Investment Advisory, LLC | 100 | $5,352 | 0.0% | 0% | 0.0% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.