Who owns First Trust Preferred Securities and Income ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FPE from SEC Form 13F filings across 463 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 463 institutions disclosed 239.6M shares of First Trust Preferred Securities and Income ETF worth $4.28B — about 67.3% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
463
13F holders
$4.28B
value, 2026 filers
67.3%
of shares outstanding (239.6M sh)
58
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FPE's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 53.6M | $957.6M | 0.1% | 15% | +1.5% |
| 2 | ROYAL BANK OF CANADA | 19.6M | $350.2M | 0.1% | 5.5% | +0.2% |
| 3 | LPL Financial LLC | 18.5M | $331.0M | 0.1% | 5.2% | +3.8% |
| 4 | WELLS FARGO & COMPANY/MN | 18.3M | $327.6M | 0.1% | 5.1% | +7.7% |
| 5 | RAYMOND JAMES FINANCIAL INC | 10.0M | $178.9M | 0.0% | 2.8% | -1.9% |
| 6 | UBS Group AG | 9.1M | $163.1M | 0.0% | 2.6% | -2.5% |
| 7 | BANK OF AMERICA CORP /DE/ | 9.1M | $162.4M | 0.0% | 2.6% | +5.0% |
| 8 | AMERIPRISE FINANCIAL INC | 5.2M | $93.8M | 0.0% | 1.5% | +4.4% |
| 9 | HighTower Advisors, LLC | 3.5M | $62.1M | 0.1% | 1% | +0.3% |
| 10 | Cetera Investment Advisers | 3.3M | $58.6M | 0.1% | 0.9% | +10.5% |
| 11 | STIFEL FINANCIAL CORP | 2.6M | $46.6M | 0.0% | 0.7% | +10.8% |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 2.5M | $45.0M | 0.0% | 0.7% | -0.5% |
| 13 | Kestra Advisory Services, LLC | 2.4M | $43.3M | 0.1% | 0.7% | -0.2% |
| 14 | MAI Capital Management | 2.2M | $39.7M | 0.1% | 0.6% | +11.1% |
| 15 | OSAIC HOLDINGS, INC. | 2.2M | $39.6M | 0.0% | 0.6% | -1.1% |
| 16 | Advisory Alpha, LLC | 2.2M | $39.1M | 1.0% | 0.6% | +1.7% |
| 17 | Rockefeller Capital Management L.P. | 2.0M | $36.5M | 0.1% | 0.6% | +0.2% |
| 18 | Baird Financial Group, Inc. | 2.0M | $36.3M | 0.0% | 0.6% | +3.4% |
| 19 | Magnus Financial Group LLC | 2.0M | $35.0M | 2.5% | 0.6% | +3.9% |
| 20 | PARK NATIONAL CORP /OH/ | 1.9M | $34.0M | 1.0% | 0.5% | +2.0% |
| 21 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1.6M | $27.7M | 0.0% | 0.4% | +17.7% |
| 22 | Falcon Wealth Planning | 1.5M | $27.4M | 1.7% | 0.4% | +1.3% |
| 23 | TRUIST FINANCIAL CORP | 1.5M | $27.4M | 0.0% | 0.4% | +2.0% |
| 24 | AFFINITY WEALTH MANAGEMENT LLC | 1.5M | $27.0M | 3.5% | 0.4% | +1.4% |
| 25 | Prospera Financial Services Inc | 1.4M | $25.3M | 0.4% | 0.4% | -6.8% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.