Who owns Alger Mid Cap 40 ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FRTY from SEC Form 13F filings across 42 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 42 institutions disclosed 4.2M shares of Alger Mid Cap 40 ETF worth $103.2M — about 61.1% of shares outstanding; the largest disclosed holder is UBS Group AG. Source: SEC Form 13F filings, parsed by EvidInvest.
42
13F holders
$103.2M
value, 2026 filers
61.1%
of shares outstanding (4.2M sh)
9
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FRTY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1.1M | $27.1M | 0.0% | 15.8% | -14.1% |
| 2 | LPL Financial LLC | 481,597 | $12.0M | 0.0% | 6.9% | +12.0% |
| 3 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 471,613 | $11.0M | 0.0% | 6.8% | +4.9% |
| 4 | RAYMOND JAMES FINANCIAL INC | 294,352 | $7.3M | 0.0% | 4.2% | +0.1% |
| 5 | TRUIST FINANCIAL CORP | 291,608 | $7.2M | 0.0% | 4.2% | +952.4% |
| 6 | Brookwood Investment Group LLC | 264,920 | $6.6M | 0.7% | 3.8% | -12.0% |
| 7 | COMMONWEALTH EQUITY SERVICES, LLC | 245,461 | $6.1M | 0.0% | 3.5% | +13.1% |
| 8 | Castle Rock Wealth Management, LLC | 133,065 | $3.2M | 0.6% | 1.9% | +5.6% |
| 9 | Proactive Wealth Strategies LLC | 86,330 | $2.1M | 0.3% | 1.2% | +41.9% |
| 10 | FLAGSHIP HARBOR ADVISORS, LLC | 74,974 | $1.9M | 0.1% | 1.1% | -3.1% |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 69,998 | $1.7M | 0.0% | 1% | +18.5% |
| 12 | Advisory Advocates, LLC | 68,973 | $1.7M | 1.5% | 1% | +5.7% |
| 13 | CREATIVE FINANCIAL DESIGNS INC /ADV | 66,754 | $1.7M | 0.1% | 1% | -5.8% |
| 14 | Keystone Financial Services, LLC | 62,148 | $1.5M | 0.9% | 0.9% | +3.1% |
| 15 | Sargent Investment Group, LLC | 60,628 | $1.5M | 0.2% | 0.9% | 0.0% |
| 16 | Worth Financial Advisory Group, LLC | 57,555 | $1.4M | 0.6% | 0.8% | +298.9% |
| 17 | Western Wealth Management, LLC | 51,678 | $1.3M | 0.0% | 0.7% | -11.6% |
| 18 | JONES FINANCIAL COMPANIES LLLP | 48,276 | $1.1M | 0.0% | 0.7% | +240.0% |
| 19 | &PARTNERS | 41,615 | $1.0M | 0.0% | 0.6% | +10.4% |
| 20 | Cambridge Investment Research Advisors, Inc. | 41,369 | $1,027 | 0.0% | 0.6% | -2.5% |
| 21 | ROYAL BANK OF CANADA | 35,235 | $874,000 | 0.0% | 0.5% | +1.8% |
| 22 | DAVENPORT & Co LLC | 33,433 | $829,712 | 0.0% | 0.5% | +6.4% |
| 23 | Balentine LLC | 30,510 | $757,167 | 0.0% | 0.4% | 0.0% |
| 24 | Cetera Investment Advisers | 20,632 | $512,030 | 0.0% | 0.3% | +32.5% |
| 25 | Savant Capital, LLCNEW | 14,690 | $325,365 | 0.0% | 0.2% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.