Who owns First Trust Short Duration Managed Municipal ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FSMB from SEC Form 13F filings across 140 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 140 institutions disclosed 26.2M shares of First Trust Short Duration Managed Municipal ETF worth $523.0M — about 83% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
140
13F holders
$523.0M
value, 2026 filers
83%
of shares outstanding (26.2M sh)
19
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FSMB's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5.2M | $104.9M | 0.0% | 16.6% | +1.9% |
| 2 | LPL Financial LLC | 2.5M | $49.9M | 0.0% | 7.9% | +10.1% |
| 3 | RMR Wealth Builders | 1.2M | $23.0M | 1.4% | 3.7% | +6.9% |
| 4 | HighTower Advisors, LLC | 896,202 | $17.9M | 0.0% | 2.8% | -5.6% |
| 5 | Corient Private Wealth LP | 857,020 | $17.1M | 0.0% | 2.7% | -18.6% |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 730,841 | $14.6M | 0.0% | 2.3% | +167.5% |
| 7 | UBS Group AG | 713,289 | $14.3M | 0.0% | 2.3% | +5.2% |
| 8 | Waverly Advisors, LLCNEW | 701,965 | $14.0M | 0.1% | 2.2% | new |
| 9 | PFS Partners, LLC | 674,660 | $13.5M | 5.5% | 2.1% | -1.6% |
| 10 | RAYMOND JAMES FINANCIAL INC | 657,968 | $13.2M | 0.0% | 2.1% | +42.9% |
| 11 | VAQUERO PRIVATE WEALTH, LTDNEW | 601,749 | $12.0M | 2.5% | 1.9% | new |
| 12 | Cetera Investment Advisers | 593,655 | $11.9M | 0.0% | 1.9% | +7.5% |
| 13 | Rockefeller Capital Management L.P. | 523,415 | $10.5M | 0.0% | 1.7% | +2.7% |
| 14 | XML Financial, LLCNEW | 519,295 | $10.4M | 0.8% | 1.6% | new |
| 15 | NewEdge Advisors, LLC | 511,049 | $10.2M | 0.0% | 1.6% | +34.7% |
| 16 | OSAIC HOLDINGS, INC. | 447,272 | $8.9M | 0.0% | 1.4% | +118.7% |
| 17 | EnRich Financial Partners LLC | 440,062 | $8.8M | 2.1% | 1.4% | +5.9% |
| 18 | WELLS FARGO & COMPANY/MN | 418,603 | $8.4M | 0.0% | 1.3% | +1.1% |
| 19 | ENVESTNET ASSET MANAGEMENT INC | 389,403 | $7.8M | 0.0% | 1.2% | +3.1% |
| 20 | Francis Financial, Inc. | 357,852 | $7.2M | 1.2% | 1.1% | +0.1% |
| 21 | ROYAL BANK OF CANADA | 354,639 | $7.1M | 0.0% | 1.1% | +9.8% |
| 22 | Per Stirling Capital Management, LLC. | 314,616 | $6.3M | 0.6% | 1% | +5.5% |
| 23 | JPMORGAN CHASE & CO | 297,628 | $5.9M | 0.0% | 0.9% | +41.6% |
| 24 | Cambridge Investment Research Advisors, Inc. | 296,619 | $5.9M | 0.0% | 0.9% | +6.9% |
| 25 | Allworth Financial LP | 283,413 | $5.7M | 0.0% | 0.9% | +28.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.