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Who owns FSMBWhat FSMB owns — n/a

Who owns First Trust Short Duration Managed Municipal ETF?

Institutional ownership of FSMB from SEC Form 13F filings across 98 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.

98

13F holders

$443.2M

value, 2026 filers

72.3%

of shares outstanding (22.8M sh)

14

new positions (2026 filers)

Top institutional holders

ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FSMB's shares outstanding

#ManagerSharesValue% of fund% of co.Δ shares QoQ
1MORGAN STANLEY5.2M$104.9M0.0%16.6%+1.9%
2LPL Financial LLC2.5M$49.9M0.0%7.9%+10.1%
3RMR Wealth Builders1.2M$23.0M1.4%3.7%+6.9%
4HighTower Advisors, LLC896,202$17.9M0.0%2.8%-5.6%
5Corient Private Wealth LP857,020$17.1M0.0%2.7%-18.6%
6COMMONWEALTH EQUITY SERVICES, LLC730,841$14.6M0.0%2.3%+167.5%
7UBS Group AG713,289$14.3M0.0%2.3%+5.2%
8Waverly Advisors, LLCNEW701,965$14.0M0.1%2.2%new
9PFS Partners, LLC674,660$13.5M5.5%2.1%-1.6%
10RAYMOND JAMES FINANCIAL INC657,968$13.2M0.0%2.1%+42.9%
11Cetera Investment Advisers593,655$11.9M0.0%1.9%+7.5%
12Cambridge Investment Research Advisors, Inc.593,238$11,8580.0%1.9%+113.8%
13Rockefeller Capital Management L.P.523,415$10.5M0.0%1.7%+2.7%
14XML Financial, LLCNEW519,295$10.4M0.8%1.6%new
15NewEdge Advisors, LLC511,049$10.2M0.0%1.6%+34.7%
16OSAIC HOLDINGS, INC.447,272$8.9M0.0%1.4%+118.7%
17WELLS FARGO & COMPANY/MN418,603$8.4M0.0%1.3%+1.1%
18ENVESTNET ASSET MANAGEMENT INC389,403$7.8M0.0%1.2%+3.1%
19ROYAL BANK OF CANADA354,639$7.1M0.0%1.1%+9.8%
20JPMORGAN CHASE & CO297,628$5.9M0.0%0.9%+41.6%
21Allworth Financial LP283,413$5.7M0.0%0.9%+28.9%
22Principle Wealth Partners LLC231,493$4.6M0.2%0.7%+635.1%
23STIFEL FINANCIAL CORP221,365$4.4M0.0%0.7%+15.0%
24JANE STREET GROUP, LLC200,133$4.0M0.0%0.6%+1067.4%
25Gateway Wealth Partners, LLC176,814$3.5M0.2%0.6%-24.5%

Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.

EvidInvest is an independent research and information tool. Figures are calculated from public SEC filings and third-party market data and are provided for informational and educational purposes only. EvidInvest does not provide investment advice, brokerage, or financial services, and is not affiliated with any company it covers. Verify all figures against primary sources before making any decision.