Who owns First Trust Large Cap Value AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FTA from SEC Form 13F filings across 230 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 230 institutions disclosed 9.6M shares of First Trust Large Cap Value AlphaDEX Fund worth $925.2M — about 72.7% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
230
13F holders
$925.2M
value, 2026 filers
72.7%
of shares outstanding (9.6M sh)
34
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FTA's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1.8M | $171.2M | 0.0% | 13.5% | -2.1% |
| 2 | LPL Financial LLC | 1.1M | $108.7M | 0.0% | 8.5% | +4.9% |
| 3 | UBS Group AG | 779,039 | $75.4M | 0.0% | 5.9% | -19.6% |
| 4 | ROYAL BANK OF CANADA | 455,882 | $44.1M | 0.0% | 3.5% | +52.5% |
| 5 | ENVESTNET ASSET MANAGEMENT INC | 387,452 | $37.5M | 0.0% | 2.9% | -3.5% |
| 6 | BANK OF AMERICA CORP /DE/ | 383,334 | $37.1M | 0.0% | 2.9% | -2.0% |
| 7 | Cetera Investment Advisers | 343,878 | $33.3M | 0.0% | 2.6% | -0.4% |
| 8 | RAYMOND JAMES FINANCIAL INC | 311,921 | $30.2M | 0.0% | 2.4% | +5.7% |
| 9 | WELLS FARGO & COMPANY/MN | 197,703 | $19.1M | 0.0% | 1.5% | +0.2% |
| 10 | Integrated Wealth Concepts LLC | 196,711 | $19.0M | 0.1% | 1.5% | -0.9% |
| 11 | Kingsview Wealth Management, LLC | 183,956 | $17.8M | 0.2% | 1.4% | +4.1% |
| 12 | NewEdge Advisors, LLC | 160,678 | $15.6M | 0.0% | 1.2% | +18.0% |
| 13 | ASSETMARK, INC | 147,384 | $14.3M | 0.0% | 1.1% | +6.2% |
| 14 | Cambridge Investment Research Advisors, Inc. | 142,095 | $13.8M | 0.0% | 1.1% | -2.8% |
| 15 | Private Advisor Group, LLC | 132,874 | $12.9M | 0.1% | 1% | -7.8% |
| 16 | OSAIC HOLDINGS, INC. | 125,213 | $12.1M | 0.0% | 1% | +7.2% |
| 17 | BENJAMIN EDWARDS INC | 113,868 | $11.0M | 0.1% | 0.9% | +8.7% |
| 18 | GOLDMAN SACHS GROUP INC | 102,990 | $10.0M | 0.0% | 0.8% | +0.6% |
| 19 | COMMONWEALTH EQUITY SERVICES, LLC | 91,587 | $8.9M | 0.0% | 0.7% | -29.1% |
| 20 | Kaydan Wealth Management, Inc. | 86,611 | $8.4M | 2.6% | 0.7% | -2.5% |
| 21 | TRUIST FINANCIAL CORP | 83,727 | $8.1M | 0.0% | 0.6% | +18.9% |
| 22 | IHT Wealth Management, LLC | 80,891 | $7.8M | 0.2% | 0.6% | +0.6% |
| 23 | HARBOUR INVESTMENTS, INC. | 80,159 | $7.8M | 0.1% | 0.6% | +5.5% |
| 24 | Holistic Financial Partners | 78,335 | $7.6M | 4.6% | 0.6% | -44.3% |
| 25 | STIFEL FINANCIAL CORP | 77,765 | $7.5M | 0.0% | 0.6% | +12.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.