Who owns First Trust Large Cap Growth AlphaDEX Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FTC from SEC Form 13F filings across 225 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 225 institutions disclosed 5.0M shares of First Trust Large Cap Growth AlphaDEX Fund worth $957.2M — about 61.6% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
225
13F holders
$957.2M
value, 2026 filers
61.6%
of shares outstanding (5.0M sh)
32
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FTC's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 717,082 | $138.9M | 0.0% | 8.9% | +3.4% |
| 2 | LPL Financial LLC | 669,373 | $129.7M | 0.0% | 8.3% | -1.0% |
| 3 | Janney Montgomery Scott LLC | 440,151 | $85.3M | 0.2% | 5.4% | -1.3% |
| 4 | WELLS FARGO & COMPANY/MN | 338,661 | $65.6M | 0.0% | 4.2% | -19.9% |
| 5 | UBS Group AG | 225,676 | $43.7M | 0.0% | 2.8% | +2.2% |
| 6 | RAYMOND JAMES FINANCIAL INC | 169,427 | $32.8M | 0.0% | 2.1% | -18.7% |
| 7 | Baird Financial Group, Inc. | 152,775 | $29.6M | 0.0% | 1.9% | +0.8% |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | 151,776 | $29.4M | 0.0% | 1.9% | -3.6% |
| 9 | BANK OF AMERICA CORP /DE/ | 135,002 | $26.2M | 0.0% | 1.7% | -3.3% |
| 10 | CX Institutional | 109,235 | $21.2M | 0.6% | 1.3% | -4.0% |
| 11 | Cetera Investment Advisers | 95,400 | $18.5M | 0.0% | 1.2% | +0.9% |
| 12 | Kingsview Wealth Management, LLC | 94,357 | $18.3M | 0.2% | 1.2% | -1.8% |
| 13 | BENJAMIN EDWARDS INC | 79,225 | $15.4M | 0.1% | 1% | +26.9% |
| 14 | STIFEL FINANCIAL CORP | 72,538 | $14.1M | 0.0% | 0.9% | +24.7% |
| 15 | Cambridge Investment Research Advisors, Inc. | 71,139 | $13.8M | 0.0% | 0.9% | -23.1% |
| 16 | ROYAL BANK OF CANADA | 68,111 | $13.2M | 0.0% | 0.8% | -0.6% |
| 17 | &PARTNERS | 66,595 | $11.7M | 0.0% | 0.8% | +2062.9% |
| 18 | Arax Advisory Partners | 47,775 | $9.3M | 0.1% | 0.6% | +29759.4% |
| 19 | HARBOUR INVESTMENTS, INC. | 46,986 | $9.1M | 0.1% | 0.6% | -0.7% |
| 20 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 42,056 | $223 | 0.0% | 0.5% | +15890.9% |
| 21 | D.A. DAVIDSON & CO. | 37,733 | $7.3M | 0.0% | 0.5% | 0.0% |
| 22 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 37,518 | $7.3M | 0.0% | 0.5% | +0.6% |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 36,193 | $7.0M | 0.0% | 0.4% | +7.4% |
| 24 | Virtu Financial LLC | 35,585 | $6.9M | 0.2% | 0.4% | -10.5% |
| 25 | FIRST TRUST ADVISORS LP | 31,137 | $6.0M | 0.0% | 0.4% | -2.5% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.