Who owns First Trust High Yield Opportunities 2027 Term Fund?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FTHY from SEC Form 13F filings across 87 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 87 institutions disclosed 17.0M shares of First Trust High Yield Opportunities 2027 Term Fund worth $232.4M — about 46.2% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
87
13F holders
$232.4M
value, 2026 filers
46.2%
of shares outstanding (17.0M sh)
12
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FTHY's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3.4M | $46.8M | 0.0% | 9.3% | +3.5% |
| 2 | SIT INVESTMENT ASSOCIATES INC | 3.3M | $44.6M | 0.8% | 8.9% | +16.9% |
| 3 | KENNEDY INVESTMENT GROUP, INC. | 1.2M | $16.1M | 5.5% | 3.2% | +0.1% |
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1.0M | $14.0M | 0.7% | 2.8% | +0.2% |
| 5 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 966,836 | $13.2M | 0.7% | 2.6% | +9.0% |
| 6 | ROYAL BANK OF CANADA | 691,227 | $9.5M | 0.0% | 1.9% | -2.3% |
| 7 | Atlas Wealth LLCNEW | 602,530 | $8.3M | 1.2% | 1.6% | new |
| 8 | Penserra Capital Management LLC | 598,309 | $8.2M | 0.1% | 1.6% | +4.0% |
| 9 | COMMONWEALTH EQUITY SERVICES, LLC | 588,956 | $8.1M | 0.0% | 1.6% | -3.6% |
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 499,001 | $6.8M | 0.4% | 1.4% | +3.8% |
| 11 | LPL Financial LLC | 365,815 | $5.0M | 0.0% | 1% | +11.4% |
| 12 | D.A. DAVIDSON & CO. | 346,148 | $4.7M | 0.0% | 0.9% | +6.3% |
| 13 | Logan Stone Capital, LLC | 257,142 | $3.5M | 0.7% | 0.7% | +3.4% |
| 14 | Almitas Capital LLC | 198,801 | $2.7M | 0.7% | 0.5% | +19.6% |
| 15 | Aurora Private Wealth, Inc. | 188,553 | $2.6M | 1.6% | 0.5% | -3.9% |
| 16 | Oder Investment Management, LLC | 149,001 | $2.0M | 1.4% | 0.4% | -0.6% |
| 17 | OSAIC HOLDINGS, INC. | 142,825 | $2.0M | 0.0% | 0.4% | +5.1% |
| 18 | Private Advisory Group LLC | 138,108 | $1.9M | 0.1% | 0.4% | -1.7% |
| 19 | Kestra Advisory Services, LLC | 131,221 | $1.8M | 0.0% | 0.4% | -6.1% |
| 20 | JANE STREET GROUP, LLCNEW | 128,560 | $1.8M | 0.0% | 0.4% | new |
| 21 | WINEBRENNER CAPITAL MANAGEMENT LLC | 121,745 | $1.7M | 1.0% | 0.3% | -38.7% |
| 22 | WEDBUSH SECURITIES INC | 121,486 | $1.7M | 0.0% | 0.3% | +6.1% |
| 23 | 1607 Capital Partners, LLC | 110,505 | $1.5M | 0.1% | 0.3% | -37.3% |
| 24 | INDEPENDENT FINANCIAL GROUP, LLC | 110,389 | $1.5M | 0.0% | 0.3% | -1.9% |
| 25 | TRANSCEND CAPITAL ADVISORS, LLC | 97,677 | $1.3M | 0.1% | 0.3% | +2.6% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.