Who owns First Trust Enhanced Short Maturity ETF?
Prices and market caps: Cboe delayed data, at least 15 minutes delayed. Not real-time. Fundamentals from company filings.
Institutional ownership of FTSM from SEC Form 13F filings across 427 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
As of the 2026-06-30 reporting period, 427 institutions disclosed 83.7M shares of First Trust Enhanced Short Maturity ETF worth $5.00B — about 77% of shares outstanding; the largest disclosed holder is MORGAN STANLEY. Source: SEC Form 13F filings, parsed by EvidInvest.
427
13F holders
$5.00B
value, 2026 filers
77%
of shares outstanding (83.7M sh)
54
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30 · % of fund = share of the manager's own book · % of co. = share of FTSM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 13.7M | $816.4M | 0.0% | 12.6% | -3.8% |
| 2 | LPL Financial LLC | 8.9M | $531.1M | 0.1% | 8.2% | 0.0% |
| 3 | WELLS FARGO & COMPANY/MN | 7.6M | $451.2M | 0.1% | 6.9% | -4.7% |
| 4 | ROYAL BANK OF CANADA | 3.1M | $187.7M | 0.0% | 2.9% | +7.3% |
| 5 | UBS Group AG | 2.8M | $166.8M | 0.0% | 2.6% | -9.1% |
| 6 | RAYMOND JAMES FINANCIAL INC | 2.7M | $163.1M | 0.0% | 2.5% | +11.1% |
| 7 | BANK OF AMERICA CORP /DE/ | 2.5M | $147.6M | 0.0% | 2.3% | +8.2% |
| 8 | Csenge Advisory Group | 1.9M | $113.6M | 4.6% | 1.7% | +0.3% |
| 9 | Cetera Investment Advisers | 1.7M | $101.3M | 0.1% | 1.6% | +7.6% |
| 10 | COMMONWEALTH EQUITY SERVICES, LLC | 1.2M | $74.5M | 0.1% | 1.1% | +95.9% |
| 11 | OSAIC HOLDINGS, INC. | 1.2M | $72.5M | 0.1% | 1.1% | +5.6% |
| 12 | STIFEL FINANCIAL CORP | 1.2M | $71.5M | 0.1% | 1.1% | +1.0% |
| 13 | BDFS Capital LLC | 1.1M | $68.8M | 29.9% | 1.1% | +3.1% |
| 14 | Cambridge Investment Research Advisors, Inc. | 890,633 | $53.2M | 0.1% | 0.8% | -12.4% |
| 15 | ENVESTNET ASSET MANAGEMENT INC | 865,066 | $51.7M | 0.0% | 0.8% | +4.6% |
| 16 | Gradient Investments LLC | 733,976 | $43.8M | 0.6% | 0.7% | +10.7% |
| 17 | &PARTNERS | 714,646 | $41.9M | 0.2% | 0.7% | +7.9% |
| 18 | Bramshill Investments, LLC | 659,483 | $39.4M | 3.0% | 0.6% | +0.6% |
| 19 | Hansen & Associates Financial Group, Inc. | 639,953 | $38.3M | 21.9% | 0.6% | -19.4% |
| 20 | TCP Asset Management, LLC | 629,760 | $37.6M | 4.3% | 0.6% | +9.8% |
| 21 | Guided Capital Wealth Management, LLC | 628,737 | $37.6M | 22.0% | 0.6% | +14.0% |
| 22 | TUCKER ASSET MANAGEMENT LLCNEW | 591,007 | $35.3M | 8.7% | 0.5% | new |
| 23 | TRUIST FINANCIAL CORP | 590,592 | $35.3M | 0.0% | 0.5% | +6.1% |
| 24 | Accurate Wealth Management, LLC | 575,587 | $34.4M | 3.3% | 0.5% | +181.3% |
| 25 | Kirkwood Financial ServicesNEW | 436,651 | $26.1M | 7.5% | 0.4% | new |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.