Who owns First Trust Enhanced Short Maturity ETF?
Institutional ownership of FTSM from SEC Form 13F filings across 269 reporting managers. All positions are from one synchronized reporting period — 2026-06-30 books, filed up to 45 days after quarter end — so every row is comparable.
269
13F holders
$4.01B
value, 2026 filers
63.8%
of shares outstanding (69.4M sh)
30
new positions (2026 filers)
Top institutional holders
ordered by shares owned · positions as of 2026-06-30· % of fund = share of the manager's own book · % of co. = share of FTSM's shares outstanding
| # | Manager | Shares | Value | % of fund | % of co. | Δ shares QoQ |
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 13.7M | $816.4M | 0.0% | 12.6% | -3.8% |
| 2 | LPL Financial LLC | 8.9M | $531.1M | 0.1% | 8.2% | 0.0% |
| 3 | WELLS FARGO & COMPANY/MN | 7.6M | $451.2M | 0.1% | 6.9% | -4.7% |
| 4 | ROYAL BANK OF CANADA | 3.1M | $187.7M | 0.0% | 2.9% | +7.3% |
| 5 | UBS Group AG | 2.8M | $166.8M | 0.0% | 2.6% | -9.1% |
| 6 | RAYMOND JAMES FINANCIAL INC | 2.7M | $163.1M | 0.0% | 2.5% | +11.1% |
| 7 | BANK OF AMERICA CORP /DE/ | 2.5M | $147.6M | 0.0% | 2.3% | +8.2% |
| 8 | Csenge Advisory Group | 1.9M | $113.6M | 4.6% | 1.7% | +0.3% |
| 9 | Cambridge Investment Research Advisors, Inc. | 1.8M | $106,428 | 0.2% | 1.6% | +75.3% |
| 10 | Cetera Investment Advisers | 1.7M | $101.3M | 0.1% | 1.6% | +7.6% |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 1.2M | $74.5M | 0.1% | 1.1% | +95.9% |
| 12 | OSAIC HOLDINGS, INC. | 1.2M | $72.5M | 0.1% | 1.1% | +5.6% |
| 13 | STIFEL FINANCIAL CORP | 1.2M | $71.5M | 0.1% | 1.1% | +1.0% |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 865,066 | $51.7M | 0.0% | 0.8% | +4.6% |
| 15 | &PARTNERS | 714,646 | $41.9M | 0.2% | 0.7% | +7.9% |
| 16 | TRUIST FINANCIAL CORP | 590,592 | $35.3M | 0.0% | 0.5% | +6.1% |
| 17 | Accurate Wealth Management, LLC | 575,587 | $34.4M | 3.3% | 0.5% | +181.3% |
| 18 | HBK Sorce Advisory LLC | 431,875 | $25.8M | 0.5% | 0.4% | +30.5% |
| 19 | Janney Montgomery Scott LLC | 426,368 | $25,467 | 0.0% | 0.4% | +7.0% |
| 20 | IFP Advisors, Inc | 412,661 | $24.6M | 0.4% | 0.4% | -5.3% |
| 21 | Western Wealth Management, LLC | 409,290 | $24.4M | 0.8% | 0.4% | +40.5% |
| 22 | Mariner, LLC | 390,516 | $23.3M | 0.0% | 0.4% | -19.7% |
| 23 | UPTICK PARTNERS, LLC | 386,777 | $23.1M | 3.6% | 0.4% | +0.2% |
| 24 | Atria Investments, Inc | 383,115 | $22.9M | 0.2% | 0.4% | +6.9% |
| 25 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 365,601 | $21.8M | 0.0% | 0.3% | +102.9% |
Source: SEC Form 13F-HR filings (institutional managers over $100M in US-listed positions). 13Fs disclose long positions only, up to 45 days after quarter end; each manager's latest filed quarter is shown per row and dollar values are the manager's filed marks. Aggregates labeled "2026 filers" count only managers whose latest book is a 2026 quarter. Related: valuation · options positioning · supply chain. Research, not investment advice.